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- Source title: Ancestral polyploidy and non-linear dosage shifts define the photosynthetic transition in the Heliantheae alliance
- Author(s): Bonthala, V., Kafoutchoni, K. M., Krey, S., Schluter, U., Weber, A. P. M., Tolleter, D., Stich, B.
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1 **TITLE**


2


3 **Ancestral polyploidy and non-linear dosage shifts define the photosynthetic transition in**


4 **the Heliantheae alliance**


5


6 **AUTHORS**


7 Venkata Suresh Bonthala &#91;1,2&#93;, Konoutan M. Kafoutchoni &#91;1&#93;, Stephanie Krey &#91;1&#93;, Urte Schlüter &#91;3&#93;,


8 Andreas P.M. Weber &#91;3&#93;, Dimitri Tolleter &#91;4&#93;, Benjamin Stich &#91;*,1,2&#93;


9


10 **AFFILIATIONS**


11


12 1 Julius Kühn-Institut (JKI), Institute for Breeding Research on Agricultural Crops, Rudolf

13 Schick-Platz 3a, OT Groß Lüsewitz, Sanitz, 18190, Germany


14


15 2 Institute of Quantitative Genetics and Genomics of Plants, Faculty of Mathematics and Natural


16 Sciences, Heinrich Heine University, Düsseldorf, Germany


17


18 3 Institute of Plant Biochemistry, Faculty of Mathematics and Natural Sciences, Heinrich Heine


19 University, Düsseldorf, Germany


20


21 4 Biosphere Science and Engineering Division, Carnegie Science, Stanford, CA 94305, USA


22


23


24


    25 &#91;Corresponding Author: benjamin.stich@julius-kuehn.de&#93;(mailto:benjamin.stich@julius-kuehn.de)


26


27


1


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28 **Abstract**


29


30 Whole-genome duplications (WGDs) have played a central role in plant evolutionary


31 innovation, yet their genome-wide influence on complex physiological traits such as carbon

32 concentrating mechanisms (CCMs) remains poorly resolved. Here, we present high-quality


33 genome assemblies and annotations for 35 species within the Heliantheae alliance (Asteraceae),


34 spanning the complex photosynthetic spectrum from C 3 to C 4 . Ks-based analyses combined


35 with gene tree-species tree reconciliation identified a shared paleopolyploid event (WGD-2)


36 ~30 million years ago. Using phylogenetically informed association mapping with these


37 species, we detected 451 functional MapMan BINs with copy number variation significantly


38 associated with interspecific variation in the CO 2 compensation point. Notably, 303 of these


39 BINs contain ≥10% WGD-2-derived genes, indicating a strong enrichment of duplicated loci


40 within photosynthetically relevant functional modules. Effect-size analysis revealed that the C 3 

41 to-C 4 transition is governed by threshold-dependent genomic architecture rather than gradual


42 additive change. Substantial expansions in key transcription factor modules—including HD

43 ZIP, HSF, LOB, and TCP—were associated with strong non-linear physiological shifts,


44 consistent with genomic tipping points. By integrating comparative genomics, physiological


45 trait variation, and evolutionary analysis, this study establishes a mechanistic link between


46 ancient polyploidy and contemporary photosynthetic diversification. These findings provide a


47 framework for understanding the genetic basis of carbon concentrating mechanism evolution


48 and inform future optimization of photosynthetic efficiency in Asteraceae crops such as


49 sunflower.


50


51


52 **Keywords:** Whole-genome duplications, gene copy number variations, CO 2 compensation


53 points, carbon concentrating mechanisms, Heliantheae alliance.


2


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54 **Introduction**


55 Photosynthesis serves as the primary metabolic conduit for the synthesis of nearly all biomass


56 on earth (Evans, 2013). At the molecular level, this process is driven by highly-conserved multi

57 protein complexes that execute photon capture, electron transport, and enzymatic carbon


58 assimilation through the Calvin-Benson cycle (Eberhard et al., 2008). This complex, multi

59 stage process has been shaped by numerous independent evolutionary trajectories (Sage, 2004).


60 Over time, these trajectories have refined carbon-fixation strategies across diverse plant


61 lineages. However, the ancestral C 3 pathway remains the most prevalent mode of carbon


62 assimilation (Ehleringer et al., 1997). Despite its dominance so far, it is fundamentally


63 constrained by the oxygenase activity of ribulose-1,5-bisphosphate carboxylase/oxygenase


64 (Rubisco) under current atmospheric CO 2 concentrations (Bowes et al., 1971; Walker et al.,


65 2016). Specifically, Rubisco frequently mistakes O 2 for CO 2, producing the toxic metabolite 2

66 phosphoglycolate rather than sugar-building intermediates. This constraint gives rise to the


67 energy-intensive photorespiratory cycle, which salvages 2-phosphoglycolate (Ogren, 1984;


68 Sharkey, 1988). Although this pathway is metabolically necessary, it significantly reduces


69 photosynthetic efficiency and biomass accumulation.


70


71 To circumvent these constraints, various plant lineages have independently evolved carbon

72 concentration mechanisms (CCMs). Most notably, C 4 photosynthesis has arisen in more than


73 60 distinct instances of convergent evolution (Sage, 2004; Sage et al., 2011, 2012). This


74 sophisticated adaptation relies on the spatial compartmentalization of carbon fixation. By


75 elevating CO 2 levels in spatial proximity of Rubisco, it suppresses oxygenase activity and


76 thereby enhances carboxylation efficiency. Achieving these specialized CCMs requires


77 coordinated anatomical and biochemical modifications. These include the development of


78 Kranz anatomy and the recruitment of key enzymes such as phosphoenolpyruvate carboxylase


79 (PEPC) and pyruvate, orthophosphate dikinase (PPDK) (Brown, 1975; Hatch, 1987; Lundgren


80 et al., 2014; Sage et al., 2014).


81


82 Gene duplications, whether single-gene or whole-genome events, are recognized as critical


83 genomic prerequisites for the transition of C 3 to C 4 photosynthesis (Monson, 2003). This pattern


84 has been documented primarily for core enzymes in Flaveria (Ludwig, 2011; Schulze et al.,


85 2013), Alloteropsis (Bianconi et al., 2018), and Cleome (Huang et al., 2021; Hoang et al., 2023).


86 For example, the photorespiratory GLDP gene underwent duplication in the ancestral C 3


87 Flaveria species (Schulze et al., 2013). One copy subsequently evolved predominant bundle

3


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88 sheath-specific expression. This regulatory divergence facilitated the emergence of a


89 photorespiratory CO 2 pump in C 3 –C 4 intermediate Flaveria. Similarly, orthologs of several


90 essential C 4 cycle enzymes—including PEPC, PPDK, NADP-ME, NADP-MDH, and CA—


91 were duplicated in C 3 lineages in Flaveria. These duplications created a genomic substrate in


92 which one paralog was free to undergo neofunctionalization. In parallel, dosage-driven


93 upregulation increased enzymatic capacity. Together, these changes supported the evolution of


94 the specialized NADP-ME CCM (Monson, 2003; Ludwig, 2011; Bianconi et al., 2018).


95 Collectively, the above-mentioned studies demonstrate that gene duplication promotes both


96 subfunctionalization and neofunctionalization (Blanc &amp; Wolfe, 2004; Cusack &amp; Wolfe, 2007;


97 Panchy et al., 2016). Together, these mechanisms enable cell-type-specific expression and


98 dynamic regulatory changes that drive the specialization of photosynthetic functions. However,


99 these few well-characterized biochemical components explain only a fraction of the C 4


100 phenotype. The broader suite of regulatory and structural genes required to orchestrate a fully


101 integrated CCM remains largely unidentified.


102


103 WGDs have been mechanistically linked to a wide range of key adaptations. These include


104 morphological shifts, such as fruit development in tomato (Tomato Genome Consortium, 2012)


105 and fiber quality in cotton (Li et al., 2015a). They have also been associated with complex


106 physiological traits, including nitrogen fixation (Young et al., 2011) and stress tolerance (Huang


107 et al., 2020). Additional examples are reviewed by Qiao et al (2022). Despite this extensive


108 catalog of phenotypic impacts, the specific functional consequences of WGDs for


109 photosynthetic performance remain underexplored.


110


111 The Asteraceae family offers a unique system for investigating the genomic basis of


112 photosynthetic evolution as related genera exist next to the crop sunflower—such as _Flaveria_,


113 _Parthenium_, and _Pectis_ —that collectively encompass the full range of photosynthetic types: C₃,


114 C₃–C₄ intermediates, C₄-like, and C₄ (Moore et al., 1987; McKown &amp; Dengler, 2007; Hansen


115 et al., 2016; Siniscalchi et al., 2021; Adachi et al., 2023). This natural diversity across species


116 within a narrow phylogenetic context creates an opportunity to test how ancient genome


117 duplications (WGDs) may have contributed to the emergence of CCMs. In particular, it allows


118 us to examine the so far disregarded question whether interspecies variation in gene dosage


119 played a role in this process and this also for genes outside of the core photosynthetic


120 machinery.


121


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122 In this study, we (1) established genomic resources for evolutionary analysis of photosynthesis


123 in Asteraceae, (2) identified 451 MapMan BIN functional categories by interspecies genome

124 wide association analysis, and (3) validated the associations in summary using prediction


125 models. Our results indicate that ancient WGD events shaped specific gene copy number


126 architectures. These architectures closely align with the emergence of photosynthetic


127 phenotypes. Together, these patterns point to a genomic mechanism that likely contributed to


128 CCM adaptation. By mapping dosage-sensitive shifts, we clarify how gene copy number


129 variation relates to photosynthetic evolution. These findings highlight potential strategies for


130 enhancing photosynthetic efficiency in sunflower, _Guizotia abyssinica_ (Padhi &amp; Panda, 2026)


131 and its related species.


132


133


134 **Results**


135


136 **Genome assemblies and annotations**


137 In this study, we analysed a total of 38 species across 11 genera within the Asteraceae family.


138 We generated 35 new high-quality genome assemblies specifically for this work


139 (Supplementary Table S1). These represent eight genera from the Heliantheae alliance and two


140 outgroup genera: Artemisia (Anthemideae tribe) and Pallenis (Inuleae tribe). To broaden the


141 genotypic space, this dataset was supplemented with three additional high-quality genomes:


142 _Flaveria bidentis_ from our previous study (Sun et al., 2025), and the publicly available


143 assemblies of _Flaveria brownii_ (Taniguchi et al., 2021) and _Helianthus annuus_ (Badouin et al.,


144 2017).


145


146 We estimated genome sizes for the 35 newly sequenced species using a k-mer-based approach.


147 Overall, these k-mer-based estimates were generally consistent with values reported in the


148 literature obtained via flow cytometry and Feulgen densitometry (Taniguchi et al., 2021;


149 &#91;https://www.asteraceaegenomesize.com), though some deviations were observed. For example,&#93;(https://www.asteraceaegenomesize.com/)


150 we estimated the genome size for _Coreopsis lanceolata_ as 1.92 Gb, while previous estimates


151 &#91;based on flow cytometry (https://www.asteraceaegenomesize.com) recorded a larger size of&#93;(https://www.asteraceaegenomesize.com/)


152 3.359 Gb (Supplementary Table S2).


153


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154 Reference-quality assemblies were generated for nine of the 35 newly sequenced species using


155 the DeNovoMAGIC pipeline (NRGene, Nes Ziona, Israel), yielding an average N50 of over 14


156 Mb and capturing over 95% of BUSCO genes (Seppey et al., 2019). The remaining 26 species


157 were assembled at draft quality using Supernova v2.1.1 (Weisenfeld et al., 2017) and Flye v2.9


158 (Kolmogorov et al., 2019), achieving an average N50 of 528 kb and 91.8% BUSCO (Seppey et


159 al., 2019) completeness (Supplementary Figures S1–S2 and Table S3).


160


161 Repetitive elements were annotated in all 35 newly assembled genomes and the genome


162 assembly of _Flaveria bidentis_ using EDTA v2.0.0 (Ou et al., 2019), with repeat content ranging


163 from 48.58% ( _F. robusta_ ) to 80.46% ( _A. vulgaris_ ; Supplementary Figure S1). Long-terminal


164 repeat (LTR) retrotransposons (Copia, Gypsy, and other LTRs) made up on average across all


165 species the largest fraction (average 46.78%), followed by Helitrons (9.64%) and Mutators


166 (4.33%) (Supplementary Figure S3 and Table S4). Gene annotation was performed in all 35


167 newly assembled genomes and the genome assembly of _F. brownii_ using the deep learning

168 based tool Helixer v0.3 (Stiehler et al., 2021), yielding 27,179 to 80,151 predicted gene models


169 per species, with an average length of 3.2 kb (Supplementary Figure S4 and Table S3).


170 Functional annotation assigned PFAM domains, Gene Ontology (GO) terms using InterProScan


171 (Jones et al., 2014) and MapMan BIN classifications (Schwacke et al., 2019) to an average of


172 76%, 50.7% and 93% of genes, respectively, demonstrating consistent annotation depth across


173 all species. An average of 75.68% of the genes showed detectable gene expression (TPM &gt;=0.5)


174 in at least one tissue or pooled tissues (TPM &gt; 0) using direct RNA sequencing, thereby


175 validating the structural accuracy and coding potential of the Helixer-derived gene models


176 (Supplementary Figure S4 and Table S3). Consistent with broader patterns in plant genome


177 evolution (Badouin et al., 2017), genome size variation across Heliantheae alliance was


178 primarily driven by repeat content (R² = 0.995) rather than gene number (R² = 0.544;


179 Supplementary Figure S5).


180


181 **Evolutionary relationships among species and dating speciation**


182 We identified orthologous gene families across the genome sequences of all available 38


183 species using OrthoFinder v2.5.5 (Emms &amp; Kelly, 2019), assigning 96.36% of all genes


184 (1,339,739) to 55,238 phylogenetic hierarchical orthogroups (HOGs). Gene assignment rates


185 varied among species, ranging from 86.98% in _H. annuus to_ 99.11% in _F. australasica_, with


186 an average of 96.73%. The number of HOGs per species varied from 19,514 in _C. maritima_ to


187 26,411 in _A. vulgaris_ (Supplementary Figure S6 and Table S5). On average, 25.68% of HOGs


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188 per species were shared by all 38 species, representing highly conserved gene families. Over


189 1% of HOGs per species were specific to a single species (species-specific HOGs), while


190 73.25% were shared among a subset of species (Supplementary Figure S6 and Table S5). These


191 findings indicate both deep conservation and lineage-specific evolution of gene families.


192 Notably, _A. vulgaris_, one of two above mentioned outgroup species, exhibited the highest


193 proportion of species-specific HOGs (7.8%), followed by _C. diversifolius_ (5.5%), potentially


194 reflecting recent adaptive evolution or genome duplication events. Pairwise orthologous gene


195 sharing averaged 84.9% between species (Supplementary Figure S7).


196


197 To infer species relationships on a genome-wide level, we reconstructed phylogenetic trees


198 based on the maximum likelihood (ML) method with RAxML-ng v1.2.2 (Kozlov et al., 2019)


199 and the multi-species coalescent (MSC) method with ASTRAL-Pro3 (Zhang &amp; Mirarab, 2022).


200 Based on partitioned multiple sequence alignments of single-copy HOGs, the ML analysis


201 yielded a species tree with consistently high bootstrap support (Figure 1). Using gene trees from


202 RAxML-ng, the MSC approach produced a fully supported species tree (posterior probability


203 = 1 at all nodes; Supplementary Figure S8). Both methods resulted in largely congruent


204 topologies, capturing major evolutionary lineages. However, both approaches revealed cross

205 genus nesting— _Pectis angustifolia_ within _Porophyllum_, and _Coreopsis lanceolata_ clustering


206 outside its genus. Such cross-genus nesting has been previously reported for Asteraceae


207 (Hansen et al., 2016; Huang et al., 2016b) and Brassicaceae (Huang et al., 2016a). Furthermore,


208 the recovered intergeneric relationships and major clade topologies within the alliance align


209 well with previous studies (Zhang et al., 2021).


210


211 Phylogenomics dating using MCMCtree (Yang, 2007) yielded divergence estimates broadly


212 consistent with a recent phylotranscriptomic analysis (Zhang et al., 2021), placing the origin of


213 the Heliantheae alliance at 32.2 million years ago (MYA). However, by leveraging 38 whole

214 genome sequences, we provide refined resolution for the most recent radiations, dating the


215 Heliantheae-Coreopsideae split to 20.6 MYA and the divergence between the specialized


216 Flaveria clades to 3.7 MYA (Figure 1). This refined timeline enables more precise associations


217 between WGD-derived gene retention and the rapid evolution of C 4 photosynthesis phenotypes.


218


219 **Identification of whole-genome duplications**


220 Given the role of whole-genome duplications (WGD) in species diversification and


221 evolutionary innovations in angiosperms (Soltis &amp; Soltis, 2016; Van de Peer et al., 2017; One


7


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222 Thousand Plant Transcriptomes Initiative, 2019), we systematically identified WGD events


223 across the studied 38 species to assess their prevalence and timing. We employed two


224 complementary approaches to investigate WGDs: analysis of synonymous substitution rates


225 (Ks) and gene tree-species tree reconciliation.


226


227 Using wgd v2 (Chen et al., 2024), we identified paralogous gene clusters and calculated Ks


228 values for each paralogous gene pair within each species to identify Ks peaks corresponding to


229 potential WGD events. All Heliantheae alliance species of our study exhibited a prominent Ks


230 peak between 0.43 and 0.65 (mean: 0.51), suggesting a WGD event about 30.8 MYA (Figure 1


231 and Supplementary Figure S9). This peak aligns well with the previously reported ancient


232 WGD-2 event (29 MYA) in the ancestor of _Helianthus annuus_ (Badouin et al., 2017). In


233 addition, we identified species-specific WGD events in _Pectis angustifolia_ (Ks = 0.07; 4.24


234 MYA) and _Porophyllum gracile_ (Ks = 0.04; 2.42 MYA), indicative of more recent duplications.


235 Also, the outgroup species showed distinct WGD events: _Artemisia vulgaris_ at Ks = 0.08 (4.85


236 MYA) and _Pallenis spinosa_ at Ks = 0.18 (10.91 MYA) (Figure 1 and Supplementary Table S6).


237


238 To further validate these findings, we performed gene tree-species tree reconciliation using


239 Tree2GD v2.5 (Chen et al., 2022). This analysis provided strong evidence for a shared ancient


240 WGD event in the most recent common ancestor (MRCA) of the Heliantheae alliance (Node


241 N42). A total of 82% of duplicated gene families were shared among descendant taxa, which


242 was consistent with the Ks-based inference of the WGD-2 event (Figure 1 and Supplementary


243 Table S7). The reconciliation approach also identified shared WGDs at the MRCAs of several


244 genera, including _Helianthus_ and _Parthenium_ (Node N44), _Cosmos_ and _Coreopsis_ (Node N48),


245 and _Flaveria_ and _Haploesthes_ (Node N59) (Figure 1). These results confirm that the observed


246 duplications reflect large-scale genome duplications rather than small-scale gene duplications


247 (Hakes et al., 2007).


248


249 Our results therefore highlight the dynamics of genome duplication in the evolutionary history


250 of the Heliantheae alliance and its relatives.


251


252 **WGD-2-derived gene duplicates and their distributions**


253 To assess the impact of the ancient whole-genome duplication event (WGD-2) on gene


254 retention and functional conservation across species of the Heliantheae alliance, we analyzed


255 more than 3.18 million paralog pairs (Supplementary Table S8). We focused on paralog pairs


8


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256 with Ks values of 0.41 – 0.68 (Supplementary Figure S10), which corresponds to a duplication


257 time of ~30.84 million years ago (Figure 1). A total of 17.6% of the total paralog pairs fulfilled


258 this criterion. The proportion of WGD-2 duplicates varied widely across species (7.9% 

259 42.2%), with notable differences between absolute and relative counts, reflecting lineage

260 specific evolution (χ² = 121, p = 4.03 × 10⁻¹¹, Supplementary Figure S11A). Crucially, the


261 genomic distribution and functional assignments of these retained pairs were highly non

262 random. On average, 60% of WGD-2 pairs were retained within the same Hierarchical


263 Orthologous Groups, significantly deviating from random genomic allocation expectations (χ²


264 = 183, p = 1.40 × 10⁻²¹, Supplementary Figure S11B and Supplementary Table S8).


265 Furthermore, 85% of WGD-2 pairs shared the exact same MapMan BIN classifications,


266 strongly rejecting the null hypothesis of neutral functional divergence (χ² = 79.3, p = 4.30 ×


267 10⁻⁵, Supplementary Figure S11C and Supplementary Table S8). Together, these results suggest


268 that a vast majority of WGD-2 duplicates actively maintained conserved biological roles and


269 structural classifications, rather than undergoing rapid functional drift or decay following the


270 duplication event.


271


272 **Phylogenetic association mapping of gene copy number variation with CO** **2** **compensation**


273 **points**


274 Gene copy number variation (CNV) between species is a genetic polymorphism contributing


275 significantly to phenotypic variability for adaptive evolution in plants and animals


276 (Suryawanshi et al., 2016; DeBolt, 2010; Lye &amp; Purugganan, 2019; Ishikawa et al., 2021;


277 Wilhoit et al., 2025; Pajic et al., 2019; Aoyagi Blue et al., 2021). However, its role in


278 diversifying carbon-concentrating mechanisms (CCMs) is largely unexplored. To address this


279 gap, we associated CNV across 31 species from the Heliantheae alliance including two


280 outgroups, to the CO₂ compensation point (CCP; Supplementary Table S9) as a quantitative


281 proxy for CCM efficiency (Schlüter et al., 2023) using a phylogenetic association mapping


282 (PAM) framework (Kiefer et al., 2019). This approach identified 742 high-confidence HOGs


283 (Supplementary Table S10) and 451 MapMan BINs (Supplementary Table S11) with


284 significant CNV-CCP associations (p &lt; 0.05).


285


286 To gain insights into the functional relevance of the identified associations, we examined the


287 biological roles of the MapMan BINs and HOGs identified through the PAM framework.


288 Among the 451 MapMan BINs (containing ≥2 CNV states), twelve BINs correspond to key


289 components of photosynthesis and photorespiration (Figure 2, Supplementary Table S12 and


9


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290 Figure S12). These include BINs related to both light-dependent and light-independent


291 reactions: _Photosystem II LHC-II complex component_ (LHCb5, BIN: 1.1.1.1.3), _Photosystem_


292 _II assembly factor_ (LTO1, BIN: 1.1.1.3.16), _Photosystem I LHC-I complex component_ (LHCa3,


293 BIN: 1.1.4.1.3), _ferredoxin electron carriers_ (Fd1/2/3, BIN: 1.1.5.1.1), and _cyclic electron flow_


294 _(PGRL1, BIN: 1.1.6.1.2)_ —all integral to photophosphorylation. Additionally, the identification


295 of _PTOX_ (chlororespiration, BIN: 1.1.8.2), _BFA1_ (ATP synthase assembly, BIN: 1.1.9.3.2), and


296 enzymes of the Calvin Benson cycle, such as _GAPDH_ (BIN: 1.2.3.1) and _fructose-1,6-_


297 _bisphosphatase (BIN:_ 1.2.6), reinforces the involvement of central photosynthetic machinery.


298 Notably, two BINs involved in photorespiration ( _glycine decarboxylase L-protein_ (BIN:


299 1.3.4.3) and _hydroxypyruvate reductase HPR2/3, BIN:_ 1.3.6.2) and one associated with


300 C₄/CAM mechanisms ( _carbonic anhydrase beta-type, BIN:_ 1.4.1.2) were also identified. These


301 findings are consistent with earlier reports that link evolutionary modifications in light

302 harvesting and Calvin cycle components to C₄ photosynthesis (Mallmann et al., 2014; Reyna

303 Llorens &amp; Hibberd, 2017).


304


305 In parallel, 31 transcription factor-related BINs were significantly associated with CCP values


306 (Figure 2, Supplementary Table S13 and Figure S13). These spanned multiple TF


307 superfamilies, including MYB, bHLH, C2H2, ERF, MADS, WRKY, AHL, BEL, bZIP,


308 DREB2, GeBP, GRAS, GRF, HD-ZIP, HSF, KNOX, LOB and TCP families. For the MYB

309 domain transcription factors this is consistent with recent findings that link MYB TFs to


310 chloroplast biogenesis and photosynthetic regulation (Frangedakis et al., 2024). Similarly, the


311 identification of bHLH, bZIP, and WRKY transcription factors aligned with evidence that these


312 TFs play key roles in regulating photorespiration (Aroca et al., 2023).


313


314 **Non-linear CNV-trait associations and effect sizes**


315 To determine whether CNV-CCP association reflected gradual dosage effects or a threshold

316 dependent architecture, we visually examined the linear relationships between CNV and CCP


317 for each significant BIN. CNV-CCP distributions revealed no consistent monotonic trends of


318 linear relationships across all associated BINs. These results indicate that the detected


319 phylogenetic associations are not explained by simple additive or linear scaling of gene copy


320 number.


321


322 Given the absence of consistent linear relationships, we tested whether these associations


323 followed a non-linear, threshold-based architecture by calculating the systematic effect size (η &#91;2&#93; )


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324 and genomic expansion magnitude (Cohen’s _d_ ) across all 451 BINs (see Materials and


325 Methods). These analyses indicate that the transition from C 3 to C 4 followed a tipping-point


326 framework (Figure 3A) similar to that described for speciation (Nosil et al., 2017; Dakos et al.,


327 2019).


328


329 Across the significant BINs, the total explanatory power of gene dosage on CCP varied


330 substantially. The median η &#91;2&#93; was 0.24, and the maximum reached 0.99, even though linear


331 correlations (R &#91;2&#93; ) were negligible (Figure 3A; Supplementary Table S14). We then identified


332 the top five primary drivers (BINs) with the highest tipping point magnitude (defined as the


333 non-linear surplus, η &#91;2 &#93; - R &#91;2&#93; ). These included transcription factor categories 14.5.3.1.1 (HD-ZIP),


334 14.5.3.4 (HSF), 14.5.2.5 (LOB), 14.5.7.7.1 (TCP), and BIN 50.1.3 (Oxidoreductase). Together,


335 these BINs explained between 63% and 83% of the total variance in CCP, while each showed


336 only a weak linear correlation (R &#91;2 &#93; &lt;0.22; Figure 3A, orange color circles). We also detected a


337 positive correlation (r = 0.3) between the magnitude of gene counts shift (Cohen’s _d_ ) and


338 physiological impact (Figure 3B). Although moderate in strength, this relationship suggests that


339 larger genomic expansions are more likely to generate the biological thresholds associated with


340 CCM evolution.


341


342 **Validation of the identified phylogenetic associations**


343 Because of the observed low contribution of each individual HOG or BIN to variation in the


344 CCP values, we did not validate them on an individual basis using functional genetic


345 approaches but as a group using genomic prediction models. The results suggested that the


346 BINs that were identified using the above-mentioned PAM approach resulted in a significantly


347 higher prediction performance (Friedman test, _p_ = 0.006 6 for _R_ ² and _p_ = 0.004 for RMSE;


348 Nemenyi post hoc test, _p_ &lt; 0.05) than all BINs, whereas PAM-derived HOGs did not differ


349 significantly from all HOGs (Figure 4A). Specifically, across all examined validation schemes,


350 PAM-derived BINs and PAM-derived HOGs showed lower error (RMSE = 14.7 ppm, 15.0


351 ppm) and the higher out-of-sample _R_ ² (0.475, 0.456), outperforming models that include all


352 BINs (15.6 ppm; _R_ ² 0.408) or HOGs (15.3 ppm; _R_ ² 0.426) (Figure 4A). In measured hold-out


353 tests, these four feature sets were statistically indistinguishable ( _p_ &gt;0.05) with best performance


354 around RMSE = 11.3 ppm and _R_ ² = 0.58, indicating minimal overfitting (Figure 4B).


355 Furthermore, we confirmed the robustness of these associations under distribution shift


356 scenarios using both independent external data (literature-based validation) and artificially


357 perturbed datasets with swapped species assignments (swap-resampled validation). Across


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358 these tests, PAM-derived BINs consistently maintained a performance advantage over full BIN


359 sets (e.g., _R_ ² = 0.489 vs. _R_ ² = 0.352 for swap-resampling; Figure 4B).


360


361 To identify the most relevant gene families among the set of PAM associations, we ranked them


362 based on the absolute standardized rrBLUP effect size from the genomic prediction models


363 (Figure 4D). The top 50 PAM-derived BINs included functions relevant to CCP biology, such


364 as photosynthesis light reactions, chlorophyll and tetrapyrrole metabolism, photorespiration and


365 glyoxylate pathways, Calvin-Benson cycle, mitochondrial energy metabolism, redox and ROS


366 homeostasis, and metabolite transport (Figure 4D and Supplementary Table S15).


367


368 **Contribution of whole-genome duplication-2 to CCP-associated MapMan BINs'**


369 **functional categories**


370 After having established that copy number variation in specific MapMan BINs strongly


371 correlates with variation in CCP and the validation procedure, we next sought to determine the


372 evolutionary origin of these expansions. Specifically, we examined whether the ancient whole

373 genome duplication (WGD-2) event served as the primary genomic substrate for these adaptive


374 gene expansions. In order to do so, we quantified the proportion of WGD-2–derived genes


375 within functionally annotated MapMan BINs across all species.


376


377 Out of the 451 BINs for which CNV was significantly associated with CCP, 303 BINs (67.18%)


378 contained at least 10% of their genes derived from WGD-2 (Supplementary Table S16). To


379 determine whether this genomic retention was non-stochastic, we performed a genome-wide


380 hypergeometric enrichment test against the background of all 6,472 annotated MapMan BINs.


381 This analysis confirmed that the functional modules linked to CCP variation are non-randomly


382 enriched for WGD-2 retentions (p = 2.84 x 10 &#91;-46&#93; ), establishing a broad, systemic influence of


383 WGD-2 on CNV at the BIN-level. In addition, the same approach indicated that the WGD-2


384 retention in BINs of the structural and regulatory machinery of the carbon-concentrating


385 mechanism are significantly (p = 9.12 x 10 &#91;-4&#93; ) over-represented (Figure 5 and Supplementary


386 Table S12). Furthermore, the genomic legacy of WGD-2 extended deeply into upstream


387 regulatory networks. Twenty-one out of the 31 transcription factor (TF) BINs (67.7%) crossed


388 the 10% WGD-2 retention threshold, with proportions ranging from 12.87% to 87.30% (Figure


389 5 and Supplementary Table S13). The hypergeometric enrichment test indicated that this


390 duplication-driven expansion within TF regulatory pathways is also highly significant


391 compared to the background genome (p = 2.33 x 10 &#91;-4&#93; ).


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392


393


394 **Discussion**


395


396 The repeated, independent emergence of carbon-concentrating mechanisms (CCMs) represents


397 one of the most significant physiological transitions in plant evolution (Sage, 2004; Sage et al.,


398 2011, 2012). The Asteraceae—particularly the Heliantheae alliance—provide a unique natural


399 system to investigate this phenomenon. This is due to its exceptional photosynthetic diversity


400 and deep phylogenetic divergence allowing to bridge the gap between ancient polyploidization


401 events and present-day physiological phenotypes.


402


403 **High-quality genome assemblies and evolutionary context as foundations for trait**


404 **mapping**


405 Because none or only assemblies of limited-quality were previously available (cf. Taniguchi et


406 al., 2021), we generated new, high-quality reference resources for these lineages as part of our


407 36 new assemblies. This improvement is central to our study, as the reliability of interspecies


408 CNV-phenotype associations depends strictly on genome assembly quality. The assemblies


409 presented in our study were generated using diverse sequencing technologies, including short

410 read, linked-read and long-read platforms. Despite this heterogeneity, all assemblies exhibit a


411 high contiguity and completeness (Supplementary Figures S1-S4) and met the critical quality


412 threshold of an N50 greater than the average gene length (Supplementary Table S3), which is


413 a prerequisite for accurate gene and paralog identification (Yandell &amp; Ence, 2012).


414 Furthermore, BUSCO completeness scores remained consistently high and displayed minimal


415 inter-species variation (Supplementary Figure S2), indicating that the gene space is sufficiently


416 captured across all assemblies to enable robust, comparable CNV estimation. Furthermore, the


417 quality of the assemblies is comparable to, or exceeds, existing Asteraceae assemblies


418 (Taniguchi et al., 2021) and is similar to assemblies from well-studied Brassicaceae species


419 (Kiefer et al., 2019; Guerreiro et al., 2023).


420


421 Annotation bias is a common challenge in multi-platform comparative studies. To address this


422 issue, we applied a uniform, centralized annotation pipeline across all species. This pipeline


423 incorporated the deep learning-based tool Helixer (Holst et al., 2026) and InterProScan (Jones


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424 et al., 2014). This consistency was essential to ensure that variation in gene counts reflect true


425 biological copy number variation (CNV) and is not due to technical artifacts or inconsistent


426 gene calling. Therewith our PAM analysis was grounded on high-quality, uniformly processed


427 genomic data providing a robust comparative framework for all following analyses.


428


429 **WGD-2: A shared genomic innovation with functional legacy**


430 Whole genome duplications are widely recognized as engines of plant diversification and trait


431 innovation (Jiao et al., 2011; Soltis &amp; Soltis, 2016; Van de Peer et al., 2017; Landis et al., 2018;


432 One Thousand Plant Transcriptomes Initiative, 2019). They also create opportunities for new


433 traits to emerge. Despite this, their effects on complex traits like photosynthesis are less clear.


434 Past studies often focused on isolated examples or a small set of pathway-specific genes


435 (Ludwig, 2011; Schulze et al., 2013; Bianconi et al., 2018; Huang et al., 2021; Hoang et al.,


436 2023), but our study provides a systematic analysis of how this process shaped complex


437 photosynthetic phenotypes.


438


439 In this study, we identified a conserved WGD-2 event (K s = 0.43–0.65) that is shared across all


440 Heliantheae alliance species, placing the duplication at their most recent common ancestor


441 (Figure 1). This genomic redundancy precedes therewith the diversification of all C 3 -C 4 and C 4


442 lineages within the Heliantheae alliance (Badouin et al., 2017). Our observation that the


443 MapMan BINs associated with CO 2 compensation point (CCP) variation are significantly


444 enriched for WGD-2 derived genes illustrate that the WGD-2 event is not merely resulting in


445 ancestral “baggage” but has a functional relevance. Our results therefore directly support the


446 “pre-conditioning” hypothesis of Monson (2003): the WGD-2 event expanded the genomic


447 repertoire of the Heliantheae ancestor, providing a "modular" set of duplicated genes that later


448 acted as evolutionary hubs for the assembly of complex CCM phenotypes (Supplementary


449 Figure S11). These observations are giving an evolutionary explanation to the results of earlier


450 studies which revealed the duplication of a narrow set of core photosynthesis genes (Ludwig,


451 2011; Schulze et al., 2013; Taniguchi et al., 2021; Hoang et al., 2023) while we move beyond


452 and reveal how WGD-2 provided the genomic raw material for the systemic anatomical and


453 metabolic rewiring necessary for CCM evolution which is discussed in the following for


454 different pathways.


455


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456 **WGD-2-driven expansion of photosynthetic and regulatory modules supports CCM**


457 **evolution**


458


459 **1. Metabolic specialization and energy flux**


460 While the ancient WGD-2 event established the foundational genomic scaffold for these


461 pathways, subsequent lineage-specific duplications provided the “fine-tuning” necessary for


462 tissue-specific optimization. Together, these events expanded critical metabolic nodes, such as


463 β-carbonic anhydrase (β-CA), which is essential for the initial conversion of CO 2 to HCO 3 &#91;-&#93;


464 (Hatch &amp; Burnell, 1990). The retention of multiple WGD-2 derived β-CA copies, supplemented


465 by lineage-specific expansions (Figure 5; Supplementary Table S12), suggests that selection in


466 the Heliantheae favored both higher enzyme capacity and precise control of carbon flow.


467


468 Furthermore, the co-retention of duplicated Calvin-Benson cycle enzymes (GAPDH, FBPase)


469 and light-harvesting components (LHCb5, LHCa3) likely enabled subfunctionalization among


470 these gene copies (Figure 5; Supplementary Table S12). Such partitioning would help balance


471 RuBP regeneration and light capture between mesophyll and bundle sheath cells. It meets the


472 higher ATP demands of CCM-active species and reduces stress from reactive oxygen that arises


473 with increased carbon flux (Rochaix, 2011).


474


475 **2. Regulatory and anatomical innovation**


476 A clear example for the refinement of the duplication space provided by the WGD-2 event by


477 lineage-specific gene family expansions is the SCARECROW (SCR) gene family (GRAS


478 transcription factors); WGD-2 derived SCR copies likely allowed ancestral root endodermis


479 networks to be co-opted for leaf patterning, facilitating the characteristic Kranz anatomy


480 (Slewinski et al., 2012; Hughes et al., 2019; Shaar-Moshe &amp; Brady, 2023).


481


482 This regulatory rewiring extends to bHLH and MYB transcription factor families. MYB


483 proteins likely promote CCM evolution by modulating gene networks involved in chloroplast


484 biogenesis, enhancing the anatomical and metabolic differentiation required for efficient


485 glycine shuttling in C 3 -C 4 intermediates. Such control may have facilitated the transition from


486 C 3 to C 3 -C 4 photosynthesis by optimizing organelle development (Frangedakis et al., 2024;


487 Dickinson et al., 2025). Furthermore, the synergistic binding of duplicated bHLH transcription


488 factors to C 4 promoters, such as NADP-ME (Borba et al., 2018), provides one possible


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489 mechanism for functional enhancement. More gene copies and stronger promoter binding


490 probably raised local CO 2 around Rubisco, helping to reduce photorespiration.


491


492 The concurrent expansion of both core metabolic BINs and regulatory transcription factor


493 modules, driven by the synergy of WGD-2 and subsequent lineage-specific duplications,


494 appears to underlie the variation in CO 2 compensation points (CCP) across the Heliantheae


495 alliance. Furthermore, our findings demonstrate that CCM evolution is not driven by isolated


496 enzymes, but by the coordinated, modular expansion of entire metabolic and regulatory


497 landscapes.


498


499 Because of the observed low contribution of each individual HOG or BIN to variation in the


500 CCP values, we did not try to validate them on an individual basis using functional genetic


501 approaches but as a group using genomic prediction models (Dos Santos Sá et al., 2026). In


502 detail, we selected the BINs for which the CNV was significantly associated with CCP values


503 in the PAM. Those were combined and used as a group to predict CCM values of a so-called


504 validation set. We observed that genomic prediction with phylogenetically informed BINs


505 improved cross-species accuracy for CCP relative to unfiltered feature sets. This indicated that


506 the evolutionary-based grouping helps retain conserved, biologically meaningful signal and that


507 the previously described associated CNV have biological relevance.


508


509 **Non-linear Architecture Underlies CNV-CCP Associations**


510 The linear effect sizes (R &#91;2&#93; ) for individual BIN copy numbers are often modest, but the total


511 explanatory power (η &#91;2&#93; ) is substantially higher (Figure 3; Supplementary Table S14). This


512 difference suggests that gene dosage effects on CCP are not additive. Rather, these effects


513 appear shaped by non-linear genetic architectures, such as evolutionary thresholds or tipping


514 points (Nosil et al., 2017; Dakos et al., 2019). This observation can be explained by the fact that


515 duplicated genes do not act alone. They work within complex regulatory networks that include


516 epistatic interactions and feedback loops (Kaste et al., 2024). Epigenetic regulation and context


517 dependent gene expression may further disconnect raw copy numbers from the resulting traits


518 (Hennacy &amp; Jonikas, 2020; Cummins, 2021). In summary, whole-genome duplication gives the


519 raw material for evolutionary innovation. However, translating these expansions into functional


520 physiological adaptations requires complex, multi-layered mechanisms, and non-linear


521 mechanisms.


522


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523


524 **Conclusion**


525 By integrating high-quality genome assemblies with experimental measurements across 35


526 species spanning C 3, C 3 -C 4 intermediate, and C 4 photosynthetic types, we established a


527 genome-wide interspecies framework linking carbon-concentrating mechanism (CCM)


528 evolution to genomic features within the Heliantheae alliance.


529 Crucially, we identified a shared whole-genome duplication event dated to approximately 30


530 million years ago (Figure 1), which established a foundational genomic scaffold that subsequent


531 lineage-specific duplications refined to drive contemporary trait variation. Phylogenetic


532 association mapping revealed systematic gene copy number variations across critical functional


533 categories (Figure 2), with photosynthetic associations enriched in functional modules


534 containing at least 10% WGD-2-derived genes.


535 Rather than involving isolated loci, these expansions are distributed across coordinated


536 biochemical and regulatory BINs—encompassing both metabolic enzymes and upstream


537 regulatory transcription factors. This pattern indicates that CCM evolution relied on the


538 retention and diversification of duplicated functional modules.


539 Therewith, this work provides a refined genomic blueprint for enhancing photosynthetic


540 efficiency in major Asteraceae crops, including sunflower. Instead of focusing on single


541 enzymes, breeders could aim to increase the copy number of these regulatory genes, through


542 genome editing or by inducing polyploidy and selecting the best-performing lines, as a way to


543 improve photosynthesis in crops such as sunflower.


544


545


546 **Materials and Methods**


547


548 **Species selection and physiological characterization**


549 We selected 35 Asteraceae species from the Heliantheae alliance and closely related tribes


550 (Supplementary Table S1) spanning the full photosynthetic continuum, from C 3 to C 4 types. All


551 species were grown under controlled conditions (24°C/21°C day/night; 16h photoperiod).


552 These standardized settings ensured that physiological measurements were directly comparable


17


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553 across species. To quantify the carbon concentrating mechanism (CCM) efficiency, we


554 measured CO 2 compensation points (CCP) using infrared gas exchange measurements (LI

555 COR 6800). CCP values were derived from A/c i curves under high light (1500 µmol m &#91;-2&#93; s &#91;-1&#93; )


556 and a controlled vapor pressure deficit of 1.5 kPa. The detailed growth conditions and gas


557 exchange protocols are described in the Supplementary Information.


558


559 **Multi-omics sequencing and genome assembly**


560 To establish a high-resolution genomic framework, we generated _de novo_ genome assemblies


561 for 35 species. High-molecular-weight DNA was extracted using an optimized CTAB-based


562 protocol specifically adapted for long-read library preparation (Arseneau et al., 2017; Xin &amp;


563 Chen, 2012). Genome sequencing was realized using a combination of short-read, linked-read,


564 and long-read sequencing technologies (Supplementary Table S1 and S2). To support gene


565 model prediction and quantify gene activity, we performed multi-organ transcriptomic


566 sequencing (RNA-seq) for 27 species and direct-RNA sequencing for 8 more species. Genome


567 assemblies were generated using assemblers, such as Flye (Kolmogorov et al., 2019),


568 Supernova (Weisenfeld et al., 2017), and DeNovoMAGIC (NRGene, Nes Ziona, Israel).


569 Assembly quality was evaluated based on contiguity and completeness via BUSCO analysis


570 (Seppey et al., 2019). Detailed descriptions of DNA and RNA extraction, library preparation,


571 and assembly parameters are provided in the Supplementary Information.


572


573 **Phylogenomics and divergence dating**


574 Gene families, defined as hierarchical orthogroups (HOGs), were inferred across 38 species


575 using OrthoFinder v2.5.5 (Emms &amp; Kelly, 2019). Species phylogeny was constructed using


576 two complementary approaches. First, we performed maximum-likelihood analysis of


577 concatenated single-copy orthologs using RAxML-ng (Kozlov et al., 2019). Second, we applied


578 a multi-species coalescent framework using ASTRAL-Pro3 (Zhang &amp; Mirarab, 2022).


579 Divergence times were estimated using a Bayesian relaxed-clock model implemented in


580 MCMCtree (Yang, 2007). This analysis was calibrated with three fossil-based reference points.


581 Partition models, bootstrap parameters, and calibration priors are detailed in the Supplementary


582 Information.


583


584 **Identification of whole-genome duplication (WGD)**


585 Paralogous gene clusters were identified across species. For each paralog pair, synonymous


586 substitution rates (Ks) were calculated to detect historical polyploidy events. WGD-associated


18


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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
&#91;perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license.&#93;(http://creativecommons.org/licenses/by-nc-nd/4.0/)


587 Ks peaks were detected using kernel density estimation. Confidence intervals (90%) were


588 obtained through resampling. To distinguish shared from lineage-specific duplication events,


589 gene duplication nodes were mapped onto the species tree using Tree2GD (Chen et al., 2022).


590 A detailed description of the Ks filtering pipeline and reconciliation criteria is provided in the


591 Supplementary Information.


592


593 **Phylogenetic association mapping (PAM)**


594 To link genomic architecture with physiological traits, we applied the phylogenetic association


595 mapping framework of (Kiefer et al., 2019). This approach accounts for evolutionary


596 relatedness via a variance-covariance matrix derived from the species phylogeny. Normalized


597 gene copy numbers (HOGs and MapMan BINs) were regressed against CCP values across 31


598 species. Predictive performance was evaluated using ridge-regression best linear unbiased


599 prediction (rrBLUP; Endelman, 2011). Model robustness was assessed through repeated


600 stratified cross-validation. Although we performed phylogenetic association mapping using 31


601 species for which CCP measurements were available, we excluded two species (A. vulgaris and


602 P. spinosa), for which the WGD-2 peak was absent, from this analysis. The mathematical


603 derivation of the normalization formulas, the structure of the predictive models, and the cross

604 validation schemes are elaborated in the Supplementary Information.


605


606 **Quantifying effect sizes and evolutionary tipping points**


607 To characterize the non-linear relationship between CNV and CCP, we calculated two


608 complementary statistics across all 451 BINs: the systematic effect size (η &#91;2&#93; ) and the genomic


609 expansion magnitude (Cohen’s _d_ ). η &#91;2&#93; quantifies the proportion of total variation in CCP


610 explained by differences in copy number states and provides an overall measure of the


611 explanatory power of a given MapMan BIN with respect to CCP. To quantify the magnitude of


612 genomic shift between photosynthetic states, we additionally calculated Cohen’s _d_ . Together,


613 these metrics allowed the detection of potential evolutionary tipping points (Nosil et al., 2017;


614 Dakos et al., 2019).


615


616


617 **Data availability**


618 Sequencing data for all 35 species have been deposited in the NCBI BioProject database


619 &#91;(https://www.ncbi.nlm.nih.gov/bioproject) under accession number PRJNA1260212. Sequence&#93;(https://www.ncbi.nlm.nih.gov/bioproject)


19


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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
&#91;perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license.&#93;(http://creativecommons.org/licenses/by-nc-nd/4.0/)


620 data for _Flaveria bidentis_ was separately obtained from BioProject PRJNA1259992. Genome


621 &#91;assemblies and annotations have been archived on FigShare and are available at&#93;(https://figshare.com/account/projects/247898/articles/28946543)


622 &#91;https://doi.org/10.6084/m9.figshare.c.8797566.&#93;(https://doi.org/10.6084/m9.figshare.c.8797566)


623


624


625 **Code availability**


626 All scripts used in this study are available on GitHub at


627 &#91;https://github.com/vsbonthala/Gain4Crops.&#93;(https://github.com/vsbonthala/Gain4Crops)


628


629


630 **Funding**


631 We appreciate funding by the European Union H2020 Program (project GAIN4CROPS, GA


632 no. 862087, to B.S. and A.P.M.W.) and the Deutsche Forschungsgemeinschaft (Cluster of


633 Excellence for Plant Sciences &#91;CEPLAS&#93; under Germany’s Excellence Strategy EXC-2048


634 under project ID 390686111 to A.P.M.W. and CRC TRR 341 “Plant Ecological Genetics” to


635 B.S. and A.P.M.W). Open Access funding enabled and organized by Projekt DEAL.


636


637


638 **Author contributions**


639 BS conceptualized the study and acquired funding. BVS performed the genome assembly,


640 annotation, and all phylogenomic analyses—including species tree construction, WGD


641 identification, association mapping, and quantification of WGD-derived CNVs—and drafted


642 the manuscript with input from all authors. SK managed plant growth and tissue collection, US


643 conducted the CCP measurements, and KMK validated the association mapping through


644 genomic predictions.


20


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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
&#91;perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license.&#93;(http://creativecommons.org/licenses/by-nc-nd/4.0/)


645


646


647 **Acknowledgments**


648 We gratefully acknowledge the following institutions and genebanks for generously providing


649 seed and germplasm materials essential for this study: the USDA-ARS National Arid Land


650 Plant Genetic Resources Unit (Parlier, CA, USA), the USDA-ARS Western Regional Plant


651 Introduction Station at Washington State University (Pullman, WA, USA), the Leibniz Institute


652 of Plant Genetics and Crop Plant Research (IPK, Gatersleben, Germany), the Royal Botanic


653 Gardens, Kew (UK), and the Botanical Garden of Heinrich Heine University Düsseldorf


654 (Germany). The authors acknowledge the computational infrastructure and support provided by


655 the Center for Information and Media Technology at Heinrich Heine University Düsseldorf and


656 the German Network for Bioinformatics Infrastructure (de.NBI, &#91;https://www.denbi.de/) that&#93;(https://www.denbi.de/)


657 contributed to the research results reported within this study. The authors gratefully


658 acknowledge the computing time provided to them on the high-performance computers


659 &#91;Noctua2&#93; at the NHR Center PC2. These are funded by the Federal Ministry of Education and


660 Research and the state governments participating on the basis of the resolutions of the GWK


661 for the national high-performance computing at universities (www.nhr-verein.de/unsere

662 partner).


663 We thank Prof. Tomas Morosinotto (University of Padova, Italy) and Dr. Giovanni Finazzi


664 (French Alternative Energies and Atomic Energy Commission, CEA, France) for their help


665 with the photosynthetic phenotyping.


666


667


668 **Declaration of interests**


669 The authors declare no competing interests.


670


671


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985


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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
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986 **Figures**


987


988


989


990 **Figure 1: Species tree of 38 species belonging to** _**Heliantheae alliance**_ **,** _**Anthemideae**_ **and**
991 _**Inuleae**_ **tribes of** _**the Asteraceae**_ **family.** The focal species names are coloured according to
992 their genus, while the tip-points are coloured according to their photosynthetic phenotype. All
993 nodes showed a bootstrap of 100, otherwise mentioned in grey below the nodes. The internal
994 nodes with brown triangles (F1, F2 and F3) indicate fossil calibrations obtained from the
995 &#91;TimeTree database (http://www.timetree.org) used in speciation dating by MCMCtree in the&#93;(http://www.timetree.org/)
996 PAML v4.10.7 package (Yang, 2007). The numbers in black above the nodes indicate the
997 estimated divergence time in millions of years ago (MYA). The star in black indicates a shared
998 whole-genome duplication (WGD) event called WGD-2, which occurred 30.84 million years
999 ago (MYA) in the ancestors of the _Heliantheae alliance_ species. The stars in green and orange
1000 colours indicate the additional and recent WGD events that occurred in respective species. The
1001 stars in purple and red colours indicate distinct WGD events that occurred in the respective
1002 species. The green rectangles above the nodes indicate WGD events shared by the descendant
1003 taxa. The first position indicates the node ID, and the second indicates the proportion of
1004 duplicate gene families shared by the descendant taxa in the rectangle.


1005


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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
&#91;perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license.&#93;(http://creativecommons.org/licenses/by-nc-nd/4.0/)


1006


1007


1008 **Figure 2: Phylogenomic distribution of CO** **2** **compensation point (CCP)-associated**
1009 **MapMan BINs for photosynthesis and transcription factor families.** This integrated
1010 analysis depicts the distribution of gene copy number variations (CNVs) across the species tree
1011 (derived from Figure 1) for 43 CCP-associated functional categories. The heatmap is partitioned
1012 into two vertical blocks: 12 MapMan BINs related to **photosynthesis** (left) and 31 BINs related
1013 to **transcription factor families** (right). Heatmap cell values represent normalized gene copy
1014 numbers. Species-specific physiological traits are displayed alongside the tree, including
1015 photosynthetic types (colored points) and CCP values (proportional circle sizes). Grey cells in
1016 the heatmap indicate taxa excluded from the PAM analysis due to the unavailability of CCP
1017 values.


1018


1019


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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
&#91;perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license.&#93;(http://creativecommons.org/licenses/by-nc-nd/4.0/)


1020


1021


1022 **Figure 3: Genomic tipping points characterize the C** **3** **-to-C** **4** **physiological transition.** **(A)**
1023 **Decoupling of linearity and explanatory power.** Total effect sizes (η &#91;2&#93; ) plotted against linear
1024 R &#91;2&#93; for 451 MapMan BINs significantly associated with CCP values. The five most extreme
1025 'tipping points' (highest η &#91;2&#93; - R &#91;2&#93; gap) are highlighted: transcription factor BINs: 14.5.3.1.1 (HD1026 ZIP), 14.5.3.4 (HSF), 14.5.2.5 (LOB), 14.5.7.7.1 (TCP), and 50.1.3 (Oxidoreductase). Their
1027 position in the upper-left quadrant indicates that they are massive drivers of CCP variation that
1028 cannot be explained by linear models. **(B) Magnitude-Impact Scaling.** Correlation between
1029 the scale of genomic change ( _d_ ) and driver power (η &#91;2&#93; ). The significant positive trend confirms
1030 that larger shifts in gene copy number are the primary engine behind high-magnitude
1031 physiological shifts.


1032


1033


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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
&#91;perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license.&#93;(http://creativecommons.org/licenses/by-nc-nd/4.0/)


1034


1035 **Figure 4:** A) Distribution of genomic prediction performance metrics (out-of-sample R² and
1036 root mean square error RMSE) across feature set, and B) validation schemes. C) Normalized
1037 squared rrBLUP effects for PAM-significant and background gene-family predictors. D) Top
1038 50 CCP predictors across feature sets (HOGs and BINs): ranked effects and overlap.


1039


36


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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
&#91;perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license.&#93;(http://creativecommons.org/licenses/by-nc-nd/4.0/)


1040


1041


1042 **Figure 5: Genomic contribution of the WGD-2 event to CCP-associated MapMan BINs.**
1043 This integrated figure illustrates the proportion of CCP-associated CNVs originating from the
1044 WGD-2 event, mapped across the Asteraceae phylogeny (based on the tree topology in Figure
1045 1). The heatmap displays the retention patterns for functional categories associated to the CO 2
1046 compensation point (CCP), partitioned into **photosynthesis-related BINs** (left) and
1047 **transcription factor families** (right). The heatmap gradient represents the percentage of the
1048 total CNVs within each BIN that is traceable to the WGD-2 event. Gray cells represent taxa
1049 excluded from the PAM and WGD analyses due to missing physiological CCP data or the
1050 absence of discernible WGD-2 genomic peak.


1051


1052


37


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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
&#91;perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license.&#93;(http://creativecommons.org/licenses/by-nc-nd/4.0/)


1053 **Supplementar Figures**


1054


1055 **Figure S1: Assembly quality and genomic annotations.** The bar plot displays the assembly
1056 quality and genomic annotations for the newly assembled 35 species. Assembly size in
1057 gigabases (A), Assembly contiguity (log10 N50 (Kb)) (B), Percentage of assembly
1058 completeness (BUSCO scores) (C), Repetitive sequences (D), Genic regions (E), and Assembly
1059 gaps (F) of the assembly of each species. Green bars represent species with assemblies
1060 (reference-quality) generated using short-read and mate-pair libraries, followed by scaffolding
1061 with 10X linked reads using DeNovoMAGIC (NRGene, Nes Ziona, Israel). Purple bars
1062 represent species assembled with a single stLFR library using Supernova v2.1.1 (Weisenfeld et
1063 al., 2017), and orange bars represent species assembled with an Oxford Nanopore long-read
1064 library using Flye v2.9 (Kolmogorovet al., 2019) followed by scaffolded with a single stLFR
1065 linked-read library. The species are sorted based on the descending order of N50 values.


1066


1067 **Figure S2: BUSCO completeness across 35 species assemblies.** The horizontally stacked bar
1068 plot displays the BUSCO (Benchmarking Universal Single-Copy Orthologs) completeness
1069 scores for the newly assembled 35 species, assessing the quality of their genome assemblies.
1070 Each bar represents a species and is colour-coded to reflect the proportion of complete (light
1071 blue), duplicated (blue), fragmented (yellow), and missing (red) BUSCO genes.


1072


1073 **Figure S3: Distribution of transposable elements across species.** The horizontally stacked
1074 bar plot shows the composition of the top ten transposable elements (TE) groups across 35
1075 species. Each bar represents a species, with the width of each coloured segment corresponding
1076 to the percentage of the assembly occupied by a specific TE group. The top ten TE groups are
1077 colour-coded and include elements such as Copia, Gypsy, the long-terminal repeats (LTRs),
1078 Helitrons and Mutators, among others.


1079


1080 **Figure S4: Comparative genomic features across species assemblies.** The horizontal bar plot
1081 consists of seven subplots, each representing a different genomic feature for the newly
1082 assembled 35 species and _Flaveria brownii_ (Cyan colour bar). The features include (A) the total
1083 number of genes, (B) the mean gene length in base pairs, the percentage of genes with UniProt
1084 descriptions (C), PFAM protein domains (D), Gene Ontology terms (E), Expressed (F), and
1085 MapMan Ontology BINs (G). We considered genes with transcripts per million (TPM) of 0.5
1086 or greater as expressed or those with TPM values greater than 0 in the case of gene expression
1087 measured using direct RNA sequencing data (as indicated by "*"). The bar with "**" indicates
1088 that the publicly available RNA-seq data was used to calculate the expression. The bars are
1089 colour-coded, and species are sorted as in Supplementary Figure S1.


1090


1091 **Figure S5: Correlation between genome size, transposable elements (TEs), and gene**
1092 **content across 35 species.** The two plots display the relationships between genome size and


38


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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
&#91;perpetuity. It is made available under a CC-BY-NC-ND 4.0 International license.&#93;(http://creativecommons.org/licenses/by-nc-nd/4.0/)


1093 two genomic features: (A) a solid positive correlation (R²: 0.995) is observed between the
1094 increase in transposable elements (TEs) and the increase in genome size, indicating that TE
1095 expansion is a significant contributor to genome size variation. (B) A moderate correlation (R²:
1096 0.544) is observed between gene content and genome size, suggesting that gene content plays
1097 a lesser role in genome size changes than TEs. In both plots, species are grouped and colour1098 coded by genus, highlighting the trends across taxonomic groups.


1099


1100 **Figure S6: Phylogenetic Hierarchical Orthogroups (HOGs) across species.** This figure
1101 displays an overview of HOGs and their distribution across multiple species. It provides insights
1102 into the percentage of genes assigned, HOG counts, and the types of HOGs identified by
1103 OrthoFinder v2.5.5 **(Emms &amp; Kelly, 2019)** . A) Percentage of genes in each species assigned
1104 to HOGs. B) Total number of HOGs identified for each species. C) Distribution of HOG types
1105 across species: This stacked bar plot represents the proportion of different HOG types in each
1106 species. We categorised HOGs into three groups - HOGs containing all species, HOGs
1107 containing more than one species but not all, and species-specific HOGs, i.e., HOGs with just
1108 one species. D) Distribution of genes in HOG types: Similar to subplot 3, this plot focuses on
1109 the distribution of genes in HOGs. It shows the percentage of genes associated with HOGs that
1110 are either present in all species, shared across some species, or species-specific.


1111


1112 **Figure S7: Pairwise heatmap of orthologous gene sharing between 38 species.** This heatmap
1113 represents the percentage of genes shared as orthologs between each pair of species, as
1114 determined by OrthoFinder v2.5.5 (Emms &amp; Kelly, 2019). Each cell in the heatmap shows the
1115 percentage of orthologous genes shared between two species, ranging from low (red) to high
1116 (blue). Higher percentages suggest closer evolutionary relationships or similar gene content,
1117 while lower percentages indicate more divergent genomes or gene content.


1118


1119 **Figure S8: Estimation of Species tree using ASTRAL-Pro3.** We reconstructed a species tree
1120 using ASTRAL-Pro3 (Zhang &amp; Mirarab, 2022), incorporating gene trees constructed by
1121 RAxML-ng (Kozlov et al., 2019) of 5,618 Hierarchical Orthogroups (HOGs) that contain all
1122 38 species. Quartet scores at each internal node are represented by pie charts, illustrating the
1123 relative proportions of the three possible quartet relationships: Q1 (Concordance), Q2
1124 (Alternative), and Q3 (Conflict). Each pie chart visually depicts the consensus among the gene
1125 trees. All internal nodes have a posterior probability (PPP) of 1, indicating strong support for
1126 the branching structure.


1127


1128 **Figure S9: Ks distribution density with predicted peaks for 38 Species.** This figure presents
1129 the density distributions of synonymous substitution rates (Ks) computed using wgd v2 (Chen
1130 et al., 2024) across 38 species, with each subplot representing a single species. We identified
1131 the predicted peaks of whole-genome duplication events using Gaussian Mixture Modelling
1132 (GMM). To assess the robustness of these predictions, we performed resampling 1,000 times,


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1133 each time selecting half of the Ks values, to calculate 90% confidence intervals for each peak.
1134 Subplots are colour-coded according to the genus of each species. The density plots highlight
1135 the distribution of Ks values, indicating possible whole-genome duplication (WGD) or other
1136 duplication events across species.


1137


1138 **Figure S10: Representation of whole-genome duplication-2 in Ks distribution.** The WGD
1139 peak range corresponds to the minimum and maximum Ks of peaks identified across species.
1140 The red and purple lines indicate the combined lower and upper bounds of 90% confidence
1141 intervals (CI) of the WGD peak across all focal species.


1142


1143 **Figure S11: Duplicated gene pairs derived from whole-genome duplication-2 (WGD-2).**
1144 The bar plot displays (A) the percentage of duplicated genes derived from whole-genome
1145 duplication-2 (Ks = 0.41-0.68). The Chi-square test revealed a statistically significant
1146 difference in the proportion of duplicated gene pairs derived from WGD-2 across species (χ² =
1147 121, p-value: 4.03 × 10⁻¹¹). (B) The proportion of duplicated gene pairs derived from WGD-2
1148 sharing the same or different hierarchical orthologous groups (HOG; χ² = 183, p = 1.40 × 10⁻²¹).
1149 (C) The proportion of duplicated gene pairs derived from WGD-2 sharing the same or different
1150 MapMan BIN (χ² = 79.3, p = 4.30 × 10⁻⁵). Here, _Artemisia vulgaris_ and _Pallenis spinosa_ were
1151 excluded from the analysis because both lack a WGD-2 peak within the Ks range of 0.41-0.68.


1152


1153 **Figure S12: Association between Gene Copy Numbers of BINs related to photosynthesis**
1154 **and Carbon Compensation Point (CCP).** Boxplot showing the distribution of carbon
1155 compensation point (CCP) values (Y-axis) across species grouped by gene copy number
1156 variation (X-axis). Each boxplot represents one MapMan BIN associated with CCP.


1157


1158 **Figure S13: Association between Gene Copy Numbers of BINs related to transcription**
1159 **factors and Carbon Compensation Point (CCP).** Boxplot showing the distribution of carbon
1160 compensation point (CCP) values (Y-axis) across species grouped by gene copy number
1161 variation (X-axis). Each boxplot represents one MapMan BIN associated with CCP.


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