# Source paper archive

- Source title: Genomic prediction of resistance to Phytophthora megakarya in cacao from a sparse host-pathogen screen
- Author(s): Schlathoelter, I.; Gitto, A. J.; Arciniegas, A. L.; Herrera Corzo, M.; Kolawole, O. O.; Goss, E. M.; Livingstone, D.; Firl, A.; Henderson, D. R.; Drost, D. R.; Rodezno, D.; Marelli, J.-P.; Brawner, J. T.
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# **Genomic predic�on of resistance to Phytophthora megakarya in cacao from a** **sparse host-pathogen screen**


Ina Schlathoelter &#91;1&#93;, Andrew J. Gi�o &#91;1&#93;, Adriana L. Arciniegas &#91;2&#93;, Mariana Herrera-Corzo &#91;1&#93;, Oluwaseun
Olawale Kolawole &#91;1,3&#93;, Erica M. Goss &#91; 1&#93;, Donald Livingstone &#91; 4&#93;, Alana Firl &#91; 4&#93;, Donna R. Henderson &#91; 5&#93;,
Derek R. Drost &#91; 4&#93;, Dayana Rodezno &#91; 4&#93;, Jean-Philippe Marelli &#91; 4&#93;, Jeremy T. Brawner &#91;1&#93;


1 Department of Plant Pathology, University of Florida, Gainesville, FL 32611, USA


2 Centro Agronómico Tropical de Inves�gación y Enseñanza, Turrialba, Costa Rica


3 Cocoa Research Ins�tute of Nigeria, Ibadan, Nigeria


4 Mars Plant Science Center, Mars Snacking, Davis, CA 95616, USA


5 Procurement Sustainability, McCormick &amp; Company, Hunt Valley, MD 21031, USA


Corresponding Author: Jeremy T. Brawner


Submi�ng author and contact: Ina Schlathoelter


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**Abstract**


Black pod rot caused by _Phytophthora megakarya_ is a major disease impac�ng cacao ( _Theobroma_

_cacao_
L.) produc�on in West Africa. Resistance is influenced by gene�c varia�on in both host and
pathogen popula�ons. While genomic predic�on approaches have been widely applied in plant

breeding, most studies incorporate only host genomic informa�on. The value of explicitly

modeling pathogen genomic relatedness in quan�ta�ve disease predic�on remains largely

unknown.


We genotyped 947 clones from the Interna�onal Cacao Collec�on at CATIE using a 10K-SNP panel

and characterized 67 _P. megakarya_ isolates by sequencing 3,505 virulence-associated genes and

2,774 SNP loci. Cacao clones were extensively admixed, while isolates formed three
geographically structured subpopula�ons. Mixed linear models were fi�ed to lesion diameters on
detached pods of 350 genotyped clones inoculated with 58 isolates in 30 bioassays, covering 5%

of possible clone-by-isolate combina�ons.


Differences among isolates explained a larger share of lesion-size varia�on than differences
among clones (0.34 and 0.27 of phenotypic variance, respec�vely). A�er accoun�ng for broad

pathogen subpopula�on structure, incorpora�ng within-subpopula�on genomic relatedness
among isolates improved neither model fit nor predic�on, whereas incorpora�ng genomic
rela�onships among cacao clones improved model fit and enabled predic�on of phenotypically
untested clones with a predic�ve ability of 0.41. Clone rankings were stable across pathogen

subpopula�ons (genomic correla�on 0.86 ± 0.06), whereas clone-by-isolate interac�ons
accounted for li�le phenotypic varia�on and were not resolved with confidence in the sparse
design. An exploratory ancestry analysis associated several Upper Amazon ancestry components

with smaller predicted lesions.


These are the first genomic predic�ons of resistance to _P. megakarya_ in cacao. In this strongly
structured host-pathogen system, genomic rela�onships among hosts carried most of the
predictable signal beyond broad pathogen subpopula�on effects, and the predic�ons provide a
star�ng point for priori�zing screening and selec�on efforts.


**Keywords**


Preven�ve Breeding, Genomic Predic�on, Disease Screening, _Theobroma cacao_, _Phytophthora_

_megakarya_, Black Pod Rot, Oomycetes, Host-Pathogen Interac�on Genomics


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


**Introduc�on**


Cacao ( _Theobroma cacao_ L.) beans are the raw material of the global chocolate industry, valued
at approximately US$167 billion in 2024 (IMARC Group, 2024). Origina�ng in the upper Amazon

region of South America (Zarrillo et al., 2018), cacao subsequently became established as a major

crop throughout tropical regions worldwide. Africa accounts for approximately 70% of global

cocoa produc�on, with Côte d’Ivoire and Ghana together contribu�ng nearly half of the global

supply (Interna�onal Cocoa Organiza�on, 2025). Cocoa produc�on is predominantly carried out

by smallholder farmers, with more than two million producers es�mated in Africa (Kissi &amp; Herzig,

2024). Cacao is a key cash crop in the humid tropics, suppor�ng the livelihoods of millions of

people worldwide, historically es�mated at 40–50 million (CacaoNet, 2012).


Cacao produc�on is threatened by several diseases. Black pod rot, caused by several species of

the genus _Phytophthora_, is one of the most destruc�ve bio�c threats to cacao and accounts for

half of reported global yield losses (Marelli et al., 2019). Among the causal agents, _Phytophthora_

_megakarya_ is par�cularly aggressive and currently restricted to West and Central Africa (Wessel

&amp; Quist-Wessel, 2015). It can result in up to 90% yield loss without control (Bailey et al., 2016;

Nyassé et al., 1999). The oomycete pathogen most likely originated in Cameroon (Mfegue et al.,

2012; Nyassé et al., 1999) and subsequently spread westward through West Africa, reaching Côte
d’Ivoire by the early 2000s (Akrofi et al., 2015). While _P. megakarya_ has largely displaced _P._
_palmivora_ as the dominant black pod pathogen in Cameroon and Nigeria, both species con�nue

to occur in Ghana and Côte d’Ivoire (Ali et al., 2016, 2017). Poten�al biological advantages

contribu�ng to the compe��ve success of _P. megakarya_ include earlier and more abundant

sporula�on, rapid appressorium forma�on facilita�ng infec�on of unwounded pods, and
prolonged survival in soil (Ali et al., 2016; Bailey et al., 2016; Ward &amp; Griffin, 1981). The con�nued
expansion of _P. megakarya_ across West and Central Africa presents significant challenges for
sustainable disease management.


An important effort to make cacao produc�on more sustainable and resilient to diseases is the
development of resistant varie�es through breeding. As in other perennial crops, gene�c

improvement in cacao is slow. With a juvenility phase of 3-5 years, a single selec�on cycle can

take more than a decade. Two or more cycles are usually necessary before releasing a new variety

(Kulesza et al., 2024). Breeding for durable disease resistance is further complicated by gene�cally
structured pathogen popula�ons, in which isolates can differ in aggressiveness but are rarely
characterized alongside the host material. Understanding the gene�c determinants underlying

host resistance and pathogen virulence is therefore essen�al.


Resistance to _Phytophthora_ spp. in cacao is predominantly quan�ta�ve and polygenic, with a

substan�al addi�ve gene�c component (Ali et al., 2017; Nyassé et al., 2007). Although cacao
genotypes differ considerably in their suscep�bility to _P. megakarya_, complete immunity has not
been demonstrated, and resistance is generally expressed as reduced disease severity (Nyassé et

al., 2007; Pokou et al., 2019). Large _ex situ_ collec�ons, such as the Interna�onal Cacao Collec�on

(IC3) at the Centro Agronómico Tropical de Inves�gación y Enseñanza (CATIE), conserve diverse


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


cacao gene�c resources and provide an important pla�orm for iden�fying and characterizing

novel sources of resistance (Engels, 1981; Fister et al., 2020; Mata-Quirós et al., 2018). These

collec�ons encompass representa�ves of the major gene�c groups of cacao (Motamayor et al.,

2008; Todd et al., 2025; Zhang et al., 2012) and capture both dis�nct ancestral lineages and

extensive admixture. Comprehensive disease phenotyping of large germplasm collec�ons is

logis�cally challenging and expensive, par�cularly when the pathogen is a quaran�ne organism

that must be handled under containment away from the collec�on site. In those cases, only a
limited subset of host–isolate combina�ons can realis�cally be assayed. Being able to confidently
use those sparse, unbalanced datasets would substan�ally accelerate the discovery of poten�al
new sources of disease resistance and guide targeted screening efforts.


Genomic predic�on comprises a family of methods that rely on the associa�on between

phenotypes and genotypes in a training popula�on to predict genotype performance in a related

set of individuals from gene�c markers alone (Meuwissen et al., 2001). It does not rely on the
direct iden�fica�on of causal polymorphisms and can be highly effec�ve for selec�ng on
polygenic traits or traits with significant genotype-by-environment interac�on. In plant breeding,
genomic predic�on approaches have demonstrated considerable poten�al for predic�ng complex
quan�ta�ve traits, including disease resistance, and may improve breeding efficiency by enabling
the selec�on of genotyped individuals without direct phenotypic evalua�on (Enciso-Rodriguez et

al., 2018; Lorenz et al., 2012; Poland &amp; Rutkoski, 2016; Rolling et al., 2020; Rutkoski et al., 2014).


Although genomic predic�on is widely used in plant and animal breeding programs, its applica�on

in cacao remains limited (Baek et al., 2025, 2026; Bekele et al., 2022; McElroy et al., 2018; Romero

Navarro et al., 2017). A genomic-predic�on study of black pod resistance in cacao evaluated

resistance under low natural _P. palmivora_ disease pressure (Romero Navarro et al., 2017). They

evaluated 148 clones for eight years under natural infec�on and es�mated a broad-sense

heritability of 0.52 and genomic predic�on accuracy ranging from 0.46 to 0.51 (Romero Navarro

et al., 2017). A second study evaluated genomic predic�on of black pod rot resistance in a

popula�on of 495 cacao progeny derived from eight interconnected biparental crosses at CATIE,
using ar�ficial pod inocula�ons with _P. palmivora_ (Jacquo�e et al., 2026). Genomic predic�on
achieved predic�ve abili�es of 0.45–0.46 under fivefold cross-valida�on, which decreased to 0.36
when en�re families were excluded from the training popula�on. The study further demonstrated

that predic�ve ability increased with training popula�on size, whereas gains from addi�onal SNP

markers were minimal beyond approximately 1,000 markers (Jacquo�e et al., 2026).


Furthermore, the explicit incorpora�on of genomic informa�on from both the host and the

pathogen remains uncommon in plant disease predic�on (Domínguez-Rondón et al., 2025;

Hudson et al., 2024; Hudson &amp; Brawner, 2025). Hudson et al. (2024) integrated the pathogen

gene�c rela�onship matrix through reac�on norm models (Jarquín et al., 2014) and dual-genome

similarity matrices, which provide a means to par��on phenotypic variance into components
a�ributable to host gene�c effects, pathogen gene�c effects, and their interac�on. This strategy
was applied to _Fusarium_ ear rot in maize and _Septoria tri�ci_ blotch in wheat. In both systems,


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


pathogen genotypes explained part of the varia�on (Domínguez-Rondón et al., 2025; Hudson et

al., 2024; Hudson &amp; Brawner, 2025). Because pathogen gene�c varia�on can substan�ally

contribute to disease phenotypes, jointly modeling genomic rela�onships in both the host and

the pathogen is an appealing extension of conven�onal host-only genomic predic�on.


Recent genomic resources for _P. megakarya_, including a reference genome assembly and
annota�on of infec�on-related gene families such as secreted RxLR effectors, Crinkler proteins,
necrosis-inducing proteins, proteases, detoxifica�on enzymes, and carbohydrate-ac�ve enzymes,
provide new opportuni�es to characterize pathogen diversity at high resolu�on (Morales-Cruz et

al., 2020). Popula�on-level genomic analyses have revealed pronounced gene�c structure within

_P. megakarya_, o�en associated with geographic origin (Mfegue et al., 2012; Morales-Cruz et al.,
2020; Nyassé et al., 1999). However, the extent to which genomic differen�a�on among
pathogen subpopula�ons translates into varia�on in virulence, and thereby influences
quan�ta�ve host resistance, remains uncharacterized.


Here, we integrate genome-wide SNP data from the IC3 cacao collec�on with target capture
based sequencing of virulence-associated genomic regions in a geographically diverse panel of _P._

_megakarya_ isolates to characterize black pod rot resistance. The goals of this study were to: 1)

study the gene�c varia�on of the IC3 cacao collec�on and the _P. megakarya_ popula�on, 2)

proac�vely iden�fy poten�al host resistance sources, and 3) test whether incorpora�ng pathogen

genomic varia�on improves genomic predic�on of host resistance.


As one of the two interna�onal cacao collec�ons, the IC3 at CATIE in Turrialba, Costa Rica,

maintains more than 1,100 cacao clones from Central America, South America, the Caribbean,

Asia and Africa, although wild genotypes from the upper and lower Amazon are predominant

(Mata-Quirós et al., 2018). The pathogen capture panel was designed to interrogate genes
implicated in infec�on processes, including effector repertoires and enzyma�c gene families
involved in host �ssue coloniza�on. Together, these marker resources enabled gene�c

characteriza�on of both the host and pathogen popula�ons. Resistance was phenotyped as lesion

diameter on unwounded, detached pods four days a�er zoospore inocula�on, using a sparse

design comprising 1,238 cacao pods from 350 clones and 58 _P. megakarya_ isolates. Detached-pod
and leaf-disc tests both correlate with black pod rot field resistance at the level of genotype
means (Iwaro et al., 2005; Tahi et al., 2006) and neither consistently outperforms the other.


We used mixed linear models to evaluate how genomic informa�on affected variance component
es�mates and the predic�on of lesion size. The models progressively incorporated genomic

rela�onship matrices for cacao clones and _P. megakarya_ isolates, followed by a dual-genome

similarity matrix to account for host–pathogen interac�ons. These analyses were conducted

under a sparse screening design, in which the availability of cacao pods largely determined which

clones could be evaluated in each bioassay. We further characterized the popula�on structure of

both host and pathogen collec�ons, assessed the stability of host performance across pathogen

subpopula�ons, and explored ancestry-based trends in predicted resistance as a hypothesis
genera�ng framework for breeding.


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


By explicitly tes�ng genomic covariance structures for both host and pathogen, this study

evaluates when dual-genome informa�on improves predic�on in a sparse perennial-crop disease

screen. More broadly, it demonstrates how dual-genome modeling approaches can be

implemented in perennial crop pathosystems characterized by complex popula�on structure,

sparse tes�ng design, and gene�c diversity on both sides of the host-pathogen interac�on.


**Methods**


**Gene�c Material**


_**Theobroma cacao**_ : The germplasm collec�on at the Interna�onal Cacao Collec�on (IC3) at CATIE

in Turrialba, Costa Rica, was sampled for genotyping and provided pods for disease screening

assays. The collec�on at the “La Montaña” site, located at 602 m above sea level, with a mean

annual rainfall of 2,645 mm and a mean temperature of 22.5°C (Mata-Quirós et al., 2017; W. M.

Phillips-Mora et al., 2007). The collec�on was re-established at this site between 2001 and 2005,

with three trees per accession, and comprises approximately 1,200 accessions represen�ng

diverse cacao gene�c backgrounds (Mata-Quirós et al., 2018; W. M. Phillips-Mora et al., 2007).

No disease control was carried out other than the removal and disposal of diseased fruits.

Naturally pollinated pods approximately 4 months old (unripe) were harvested in the morning,

individually wrapped in foam, placed in a shipping box, and sent to the Plant Pathology

Department of the University of Florida in Gainesville, Florida, USA, for screening with

_Phytophthora_ sp. isolates. Pods were imported under APHIS PPQ permit 556-20-330-01055 and

556-23-242-14283.


_**Phytophthora megakarya**_ : The ini�al study panel comprised 67 _Phytophthora megakarya_

isolates origina�ng from Ghana (21), Cameroon (18), and Nigeria (28). Isolates were obtained

from collec�ons maintained by the USDA in Beltsville, USA, Gerben Mar�jn ten Hoopen, and the

University of Florida (Supplementary Table 1), and were imported or transferred under APHIS PPQ

permits P526P-20-02935 and P526P-21-01779. Isolates originated from black pod-infected cacao

or soil samples collected in West Africa. Previously characterized isolates were obtained from

collec�ons described by Ali et al. (2016), while addi�onal isolates originated from epidemiological

studies of _P. megakarya_ in Cameroon (Ndoungué Djeumekop et al., 2021). Nigerian isolates

originated from the states of Abia, Cross River, Edo, Ondo, and Osun, whereas Cameroon isolates
originated from Bakoa and Kédia (Supplementary Table 1). Species iden�ty was confirmed by PCR
using the _P. megakarya_ -specific primers and amplifica�on condi�ons described by Ali et al.
(2016).


All isolates were revived by inocula�ng cacao pod �ssue, followed by re-isola�on and subsequent

storage. Wounded pod-husk inocula�on assays were conducted using an adapta�on of the
methods described by Ali et al. (2017) and Puig et al. (2018). Briefly, cacao pod husks were cut
into 6 × 6 cm pieces and placed in sterile plas�c containers for incuba�on. Following lesion

development, infected �ssue was excised from the advancing lesion margin using a sterile scalpel,


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


and three �ssue pieces were transferred to 5% clarified tomato juice (CT) agar (1.5% agar)
amended with 5 mg L⁻¹ pimaricin, 250 mg L⁻¹ ampicillin, and 10 mg L⁻¹ rifampicin (PAR), adapted
from Ferguson and Jeffers (1999). A�er hyphal growth was observed, mycelium was transferred
to water agar (1.5% agar) for purifica�on, followed by transfer to 10% CT agar (1.5% agar, PAR).
For long-term storage, colonized agar plugs (5 × 5 mm) were transferred to autoclaved 8-mL glass

vials containing reverse-osmosis water, either with or without sterilized hemp seeds, in duplicate,

using a method adapted from Su�on et al. (2015). Alterna�vely, isolates were maintained on 10%

CT agar (1.5% agar, PAR) in the dark at room temperature for short-term storage.


**Genotyping**


_**Theobroma cacao**_ : One healthy young leaf was collected from each clone in February 2022 in the
IC3 collec�on in Costa Rica, with the first tree in the three-tree row plot sampled if available.
Twelve clones were not sampled because no living trees were available. Leaf samples were

collected in paper bags and shipped to Mars Plant Science Center (Davis, CA), with silica gel bags

used to capture humidity. BioArk Leaf collec�on kits (LGC Biosearch Technologies, Teddington,

Middlesex, UK) were used to collect eight 5 mm leaf discs from a single leaf for each sample. The

leaf disc samples were shipped to LGC for DNA extrac�on using their sbeadex™ extrac�on
protocol followed by genotyping with SeqSNP &#91;© &#93; (LGC Biosearch Technologies). SeqSNP &#91;©&#93; employs
an enrichment approach to target specific regions of the genome for sequencing. The resul�ng
sequence data was aligned to the Ma�na V1 cacao reference (Motamayor et al., 2013) using bwa

(Li &amp; Durbin, 2009) and freebayes v1.2.0 (Garrison &amp; Marth, 2012) was used to call variants for

all cacao clones. The targeted regions consisted of 10,000 preselected posi�ons, most of which

had been previously published (Allegre et al., 2012; Jarquín et al., 2014; Livingstone et al., 2015,

2017; Romero Navarro et al., 2017). The panel contained three sets of markers: 1) 8,635 markers

that were evenly distributed across the genome, 2) 864 markers within nucleo�de-binding and
leucine-rich repeat genes that were iden�fied in the ‘Criollo’ genome v2 (Argout et al., 2017)
using the NLRannotator pipeline v.0.7 (Steuernagel et al., 2020), and 3) 501 markers associated
with genes or quan�ta�ve trait loci iden�fied in various other studies. The resul�ng VCF-file was
processed using a customized script in R 4.3.2 (R Core Team, 2023) and RStudio v.2025.5.0.496

(Posit team, 2025). The clone names were standardized and harmonized, and biallelic SNPs were

retained and genotypes were encoded as addi�ve dosages of 0, 1, or 2 copies of the alternate

allele using the package SNPassoc 2.1-0 (Moreno et al., 2022). If mul�ple samples of the same
clone were present, similarity was verified using the correla�on of marker calls. For samples
showing a correla�on below 95% with the same clone and greater than 98% with one or more

other clones, the loca�on in the orchard was added to the clone’s name.


An assignment test was applied to infer popula�on membership and admixed ancestry (hybrids

or ancestral forms) of the clones in the 11 reference groups, using a model-based clustering

method implemented in the so�ware program STRUCTURE (Pritchard et al., 2000). The analysis

used selected SNPs and reference accessions represen�ng ‘Amelonado’, ‘Bolivian’, ‘Contamana’,

‘Criollo’, ‘Curaray’, ‘Guiana’, ‘Iquitos’, ‘Maranon’, ‘Nacional’, ‘Nanay’, and ‘Purus’. STRUCTURE was


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


run under the admixture model with correlated allele frequencies, using a burn-in of 100,000

itera�ons followed by 200,000 MCMC itera�ons. Ten replicate runs were performed with the

number of clusters (K-value) set to 11, assuming that each of 11 reference groups may have
contributed to the clones. For each clone, the STRUCTURE membership coefficients (Q) were
interpreted as ancestry propor�ons. Clones with ≥75% membership in their predominant
reference group were classified as members of that group; clones below this threshold were
classified as admixed and named according to the ancestry component with the highest Q value.


_**Phytophthora megakarya**_ : _P. megakarya_ isolates were grown on 10% CT plates at room

temperature for 7 days in the dark. Three agar plugs were transferred to plates, covered with 20

mL of 10% liquid CT, and grown at 25°C in the dark for 7 days. Mycelia were washed, harvested,

and concentrated using a vacuum pump prior to storing at -80°C and freeze-drying for 24 hours

using a FreeZone 2.5 Liter -50C Benchtop Freeze Dryer (Labconco Corpora�on, Kansas City, MO,

USA). LGC Biosearch Technologies Inc. (Hoddesdon, UK) performed DNA extrac�ons and library
prepara�ons using their high-throughput workflow with proprietary chemistry. DNA was sheared
to a mean fragment length of 500 bp, fragments were end-repaired and A-tailed, followed by

incorpora�on of unique dual-indexed Illumina adaptors and PCR enrichment, equimolar pooling,

and library prepara�on. Similar to cacao, enrichment was employed prior to sequencing to focus

on virulence-related genes selected from the _P. megakarya_ and _P. palmivora_ genomes, with

annota�ons published by Morales-Cruz et al. (2020). The target panel comprised gene families
cri�cal to the infec�on process, e.g., proteases, CAZymes, detoxifica�on genes, and effectors
(Supplementary Table 2). LGC Biosearch Technologies Inc. (Hoddesdon, UK) designed and

synthesized the bio�nylated probes used to enrich the targeted regions, providing a 1x probe

�ling across the targets. Probes were evaluated for GC content, homopolymers, and uniqueness
within the genome and filtered as needed. The final panel consisted of 54,046 probes, each
120 bp in length. These probes were designed to target 3,505 _P. megakarya_ genes, 2,774 SNP

_P._
loca�ons previously iden�fied using genotype-by-sequencing (unpublished), and 2,381
_palmivora_ genes (Supplementary Table 2). The DNA libraries were hybridized to the capture-Seq
probes and sequenced on a NovaSeq S4 flow cell (2 x 150 bp). The samples were mul�plexed, and
demul�plexing was done by LGC Biosearch Technologies Inc. (Hoddesdon, UK).


The sequencing data were checked for quality using FastQC v0.12.1 (Andrews, 2010), and Mul�QC

1.24.1 (Ewels et al., 2016) was used to compile a summary report. Trimming was done using fastp

0.22.0 (Chen et al., 2018) with default se�ngs. Filtered high-quality reads were mapped to the _P._

_megakarya_ GH34 genome (Morales-Cruz et al., 2020) using BWA-MEM 0.7.17 (Li, 2013) with the
“-M” flag to mark shorter split hits as secondary. The aligned SAM files were processed with
SAMtools 1.19 (Danecek et al., 2021) to convert them to BAM files, sort, fix mate pair informa�on,
remove PCR duplicates, filter for quality (MAPQ ≥ 20), and obtain overall mapping sta�s�cs. SNP
calling was performed per sample and merged using GATK v.4.4 (Van der Auwera &amp; O’Connor,
2020) _HaplotypeCaller_ with ploidy set to 2 and _CombineGVCFs_ . SNPs were extracted and filtered
using the recommended filtering criteria by GATK for read and mapping quality, as determined by
thresholds for quality by depth (QD &lt;= 2.0), strand bias (FisherStrand (FS) &gt; 60.0), and root mean


8


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


square mapping quality over all the reads (MQ &lt; 40.0), and filtered for the target regions.
Summary sta�s�cs were generated using rtg-tools 3.7.1 (Cleary et al., 2015) and bc�ools 1.22
(Danecek et al., 2021). The resul�ng VCF file was analyzed in R 4.3.2 (R Core Team, 2023) using
the vcfR package v1.15.0 (Knaus &amp; Grünwald, 2017) for extrac�on, filtering, and conversion, and
the ggplot2 package 3.5.0 (Wickham, 2016) for visualiza�on. Because sequencing depth varied

among isolates, genotype calls in the lowest and highest 10% of the depth distribu�on for each

sample were excluded before downstream analysis; the corresponding depth thresholds ranged
from 27–46× for the lower cutoff and 544–1,577× for the upper cutoff. Biallelic SNPs were
retained and encoded as addi�ve genotype dosages (0, 1, or 2), leaving 131,162 SNPs across 67

isolates.


**Popula�on structure and genomic rela�onship matrices**


The final marker matrices from genotyping were processed using ASRgenomics 1.1.4 (Gezan et
al., 2022) for quality control (QC) and the construc�on of rela�onship matrices. Rela�onship

matrices were calculated using Van Raden’s method (VanRaden, 2008) to convert the n × m

marker matrices into n × n genomic rela�onship matrices (GRM) (Amadeu et al., 2023), where n

is the number of individuals and m the number of markers. Of the 1,208 cacao samples submi�ed
for genotyping, 28 samples were duplicates (r i,j =1). The samples with fewer missing values across
the marker set were kept for analysis. Marker filtering was performed using thresholds for missing
values within individuals (≥0.5), or within markers (≥0.5), and rare markers with minor allele
frequency (≤0.05) were removed. This filtering process removed four individuals and 251 markers
from the cacao popula�on, leaving 1,176 individuals x 8,593 markers. The GRM was computed,
with missing data imputed using marker-specific average frequencies. Kinship diagnos�cs used to
detect inbreeding and anomalies in relatedness es�mates (F i ≥ 1.9 and ≤ 0.5) iden�fied 159
individuals that were removed prior to a second round of kinship filtering, that resulted in the
removal of an addi�onal 19 individuals. A final kinship filtering step was applied to remove
duplicates (r ij   - 0.98), resul�ng in a cacao GRM (GRM c ) based on 947 individuals and 8,572
markers. The names of clones iden�fied as duplicates were updated to match the remaining clone
in the analysis.


Rela�onship matrices for the 67 _P. megakarya_ isolates were created following marker filtering
using thresholds for missing values within individuals (≥0.5), or within markers (≥0.25), and the
minimum minor allele frequency (≤0.05). These filtering steps removed 67,227 markers. An
addi�onal 104 homozygous SNPs across the popula�on were also removed (MAF = 1), resul�ng

in a matrix of 67 individuals x 63,831 markers. Base R and the so�ware packages ‘factoextra’

(Kassambara &amp; Mundt, 2016) and ‘FactoMineR’ (Husson et al., 2006) were used to inves�gate and

iden�fy the popula�on structure in both _Theobroma cacao_ and _P. megakarya_ . The extreme
popula�on structure of the _P. megakarya_ isolates was evident when the first two components of
a principal component analysis (PCA) using filtered markers were examined (Supplementary
Figure 1). The number of subpopula�ons for _P. megakarya_ was defined using PCA and hierarchical


9


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clustering. For each subpopula�on, the marker matrix was extracted, marker filtering was applied,
and a GRM was computed.


VanRaden genomic rela�onships are derived from allele-frequency-centered marker dosages,

and their scale depends on the marker-frequency distribu�on used in the popula�on. These

assump�ons are not met in a predominantly clonal organism like P. megakarya. The mean

diagonals of the unscaled subpopula�on matrices were accordingly 0.19, 0.41 and 0.39 for

subpopula�ons A, B and C, compared to 1.15 for the cacao matrix. Because a variance component

es�mated against a rela�onship matrix K is expressed on the scale of K, each matrix was divided

by D = mean(diag(K)) - mean(K) (Legarra, 2016) so that its variance component equals the

variance of the gene�c values it describes. Each _P. megakarya_ subpopula�on matrix was scaled
by its own D before each subpopula�on-specific GRM was combined into a block-diagonal mul�popula�on isolate similarity matrix, so that a single isolate variance component applies on a

common scale across the three subpopula�ons. All variance ra�os reported below are therefore
comparable among models and among pathogen subpopula�ons. The final GRM for isolates was
defined as the block-diagonal matrix GRM I :




&#91;2&#93; 𝐺𝑅𝑀 �
= �



𝐺𝑅𝑀 � 0 0
0 𝐺𝑅𝑀 � 0
0 0 𝐺𝑅𝑀 �



�



The final pathogen GRM had a block-diagonal structure to model genomic covariance among
isolates within each subpopula�on, whereas covariance between subpopula�ons was set to zero.
Broad differences among subpopula�ons were therefore modeled separately as fixed effects.


The following packages were used for visualiza�ons in R: ggplot2 3.5.0 (Wickham, 2016), ggrepel

0.9.5 (Slowikowski, 2016), ggsci 3.0.0 (Xiao, 2016), ggpubr 0.6.0 (Kassambara, 2016), rcartocolor

2.1.1 (Nowosad, 2017), scales 1.3.0 (Wickham et al., 2011), ggvenn 0.1.19 (Yan, 2021), and

superheat 0.1.0 (Barter &amp; Yu, 2018).


**Disease screening**


Varia�on in the �ming of pod availability across CATIE’s IC3 germplasm collec�on prevented the

use of balanced experimental designs. The germplasm collec�on was sampled as unripe 4-monthold pods were available. Fruit ripening stages were assessed visually based on genotype-specific
changes in pod color associated with matura�on (W. Phillips-Mora et al., 2013). A total of 31
shipments from the CATIE germplasm collec�on to the University of Florida defined different
bioassays, with each bioassay containing up to 100 pods. As many as five isolates were used to
inoculate the clones in a single bioassay. A total of 1,971 pods, represen�ng 563 clones, were

inoculated with one or several of the 67 _P. megakarya_ isolates between May 2021 and May 2023.
A�er the first year of screening, a selec�on of clones was made from the clones phenotyped to
date to represent the collec�on's gene�c diversity and facilitate replica�on of clone-by-isolate

combina�ons. POUND-7 served as control clone and was tested in 22 out of 31 bioassays, because

pods were readily available from a plan�ng adjacent to the IC3 collec�on and because it has


10


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


demonstrated resistance to black pod rot caused by _P. palmivora_ (Brown et al., 2007; W. Phillips
Mora &amp; Galindo, 1989). _P. megakarya_ GH34 served as a control isolate because its published

genome annota�on was used as the reference for probe design (Morales-Cruz et al., 2020), and

its aggressiveness on cacao pods had previously been characterized (Ali et al., 2016; Puig et al.,

2018). The isolate was grown and prepared for every bioassay and used if one of the selected

isolates did not produce enough zoospores for inocula�on (11 of 31 bioassays).


Ini�al experimenta�on led to the development of a bioassay protocol, which has been deposited
in the protocols.io repository (Gi�o et al., 2026). This ar�ficial inocula�on technique is based on
the paper disc method developed by Phillips-Mora and Galindo (1989). The bioassay was

designed to yield six observa�ons per pod. Pods were prepared for inocula�on by cleaning the
surface with dis�lled water. While pods from different clones were harvested at the same �me,
differences in shipping �mes cause the �me between harvest and inocula�on to vary from 4 to
13 days (average 8 days). Damaged pods or pods with obvious disease symptoms that developed

during shipping were discarded. The plates used to create the zoospore solu�ons were prepared
1 week in advance of inocula�on. Colonized agar mycelium chunks from up to five isolates were
placed on two 10% CT plates per isolate and prepared as described in the protocol. For

inocula�ons, zoospore solu�ons were prepared at a concentra�on of 50,000 spores per ml, and
1 cm² pieces of �ssue paper were placed on the pod prior to pipe�ng 30 μl of the solu�on into

six evenly spaced posi�ons on the pod surface. Twelve inoculated pods were placed in each
incuba�on box, and up to six boxes were placed in two inocula�on chambers (Percival Scien�fic,
model I36NL) to maintain a temperature of 25°C at a humidity of approximately 100%. Four days

a�er inocula�on, ver�cal and horizontal measurements were taken for each of the six inocula�on

sites per pod using calipers. Lesions were measured on both the ver�cal and horizontal axes, and

the average of both lesion measurements was calculated per inocula�on site. All analyses of

lesion size were then performed using the average of the six mean lesion measurements per pod.

Lesions less than 15 mm were within the ini�al area of the �ssue paper-based inocula�on. A

response only in this area was considered resistant, because the lesion did not spread beyond the

inocula�on area. Lesion measurements below 30 mm were considered moderately resistant,

whereas measurements above 30 mm indicated suscep�bility.


**Sta�s�cal models**


Data were analyzed using a set of linear mixed models to produce variance component es�mates

and provide lesion-size predic�ons for all clones, isolates, and clone-by-isolate interac�ons
observed in the bioassays, as well as tests of significance for model effects. Covariance structures
associated with the random effects in the mixed models were used to compare models that used
tradi�onal design matrices to account for bioassay effects, as well as marker-derived rela�onship
matrices for cacao clones (GRM C ), _P. megakarya_ isolates (GRM I ), and clone-by-isolate interac�ons.
Variance ra�os for host, pathogen, and host-by-pathogen effects and type-B correla�ons for host
and pathogen were derived from the fi�ed variance components from the general linear mixed
model, presented in matrix nota�on following Mrode and Thompson (2005) as:


11


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


&#91;1&#93; 𝑦= 𝑋𝑏 + 𝑍𝑢 + 𝑒


where: **y** refers to phenotypic observa�ons (mean lesion diameter per pod in mm); **b** is the vector
of fixed _P. megakarya_ subpopula�on effects; **u** is the vector of random effects associated with the
bioassay, cacao clone, _P. megakarya_ isolate, and the cacao clone by _P. megakarya_ isolate
interac�on; **X** is the design matrix rela�ng each observa�on to the **b** fixed effects; **Z** is the design
matrix rela�ng the **y** observa�ons to the **u** random effects; and **e** is the vector of residuals or
random errors associated with each observa�on. Random effects for clone, isolate, clone-byisolate interac�on, and bioassay were assumed to be normally distributed, with σ &#91;2&#93; Clone, σ &#91;2&#93; Isolate,
σ &#91;2&#93; Clone:Isolate, and σ &#91;2&#93; Bioassay defining the variance components associated with each random effect,
respec�vely. Separate error variances were es�mated for each _P. megakarya_ subpopula�on to
allow for heteroskedas�city of the error variances, and the average of these error variances (σ &#91;2&#93; E )

was used to es�mate gene�c parameter es�mates.


Six mixed models differing in their covariance structures for host, pathogen, and host-bypathogen effects were fi�ed to the same phenotype dataset (Table 1). Model fit was compared
using the REML log-likelihood (logL) and Akaike’s informa�on criterion, AIC = −2logL + 2k, where
k is the number of es�mated variance parameters. All models were fi�ed to the same records
with the same fixed effect (subpopula�on), so their REML log-likelihoods are comparable. Several
pairs of models are not nested, so models were ranked by AIC; a lower AIC indicates a be�er fit.
Nested comparisons of single variance components used likelihood ra�o tests, with the null
distribu�on taken as a 50:50 mixture of χ²₀ and χ²₁ because the variance is tested at its boundary

(Self &amp; Liang, 1987).


Models 2–5 progressively replaced iden�ty covariance structures with marker-derived

rela�onship matrices for cacao clones, _P. megakarya_ isolates, or clone-by-isolate combina�ons.
Model 1 used tradi�onal design matrices for clone, isolate, and interac�on effects, assuming no
covariance or relatedness among cacao varie�es or _P. megakarya_ isolates. In Model 2, GRM C and
a GRM C -by-isolate design matrix accoun�ng for clone-by-isolate interac�on effects replaced the
tradi�onal design matrices that were used for Model 1. In Model 3, GRM I and GRM I -by-clone

design matrices replaced the Model 1 design matrices. In Model 4, GRM C and GRM I replaced their

respec�ve Model 1 design matrices. For the replacement of the clone-by-isolate interac�on

design matrix, the cacao GRM C and the _P. megakarya_ GRM I were combined to form a covariance

matrix, which was incorporated into a reac�on norm model (Jarquín et al., 2014), to generate a

dual-genome similarity matrix (GGSM CI ) (Hudson et al., 2024). Model 5 incorporated the GGSM CI

rather than the iden�ty matrix to account for similari�es among clone-by-isolate interac�ons. The
significance of clone, isolate, and interac�on effects were evaluated with likelihood ra�o test that
u�lized Model 2 as the complete model for comparisons with reduced models that excluded the
random effects under test. A final Model 6 used GRM C with a heterogeneous correla�on structure
( _corh()_ ) for isolate subpopula�ons that allowed for separate genomic variances for each isolate
subpopula�on. Addi�onally, subpopula�on-specific isolate effects were included using the _at()_
direc�ve of ASReml. A full unstructured covariance model ( _corgh()_ ) for clone genomic effects was


12


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
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ini�ally evaluated but converged with the correla�on between subpopula�ons A and B at its

boundary (1.00), so the heterogeneous model with a single correla�on (corh()) is reported.
Predic�ons for cacao clones, _P. megakarya_ isolates, and clone-by-isolate effects are derived from
Model 2, with subpopula�on-specific clone predic�ons from Model 6 to provide comparisons
among cacao clones and _P. megakarya_ isolates and subpopula�ons, respec�vely (Supplementary

Tables 5 and 6). Model 6 had the lowest AIC, but its addi�onal parameters described
subpopula�on-specific variance heterogeneity rather than a different overall ranking of host
clones as the es�mated genomic correla�on among subpopula�ons was high (0.86). We therefore
used Model 2, which provides a single genome-wide host effect, for cross-valida�on and overall
clone predic�on.


**Gene�c parameter es�mates**


Gene�c parameter es�mates are provided for each model. For each model, the propor�on of
phenotypic variance a�ributable to the cacao clone component ( 𝐻 &#91;�&#93; �� ) was calculated as the ra�o

of gene�c variance associated with varia�on among clones to the total phenotypic variance:


i




&#91;3&#93; 𝐻� �� = &#91;𝑉�&#93; &#91;�&#93;
𝑉 &#91;�&#93; �


i



𝜎�
�����


i



������ + 𝜎� ��������


i



�


i



𝜎� �����
≈


i



�����:�������� + 𝜎� ��


i



�


i



�������� + 𝜎� �����:��������


i



with variance components defined above, 𝑉� � as defined is the sum of the clone, isolate,
interac�on and residual variances, not the total observed phenotypic variance, since the bioassay
effect is s�ll fi�ed but not counted. The bioassay variance was 49–57 mm² across models, about
16% of the total variance (Supplementary Table 7). 𝑉� � is the genotypic variance of cacao clones.
Analogous variance ra�os were calculated for isolate ( 𝑉 &#91;�&#93; � ) and clone-by-isolate effects ( 𝑉� �� ) to
permit direct comparison of fi�ed variance components on the same phenotypic scale:


i




&#91;4&#93; ℎ &#91;�&#93; �� = &#91;𝑉�&#93; &#91;�&#93;

𝑉 &#91;�&#93; �


&#91;5&#93; ℎ &#91;�&#93; ��� = &#91;𝑉�&#93; &#91;��&#93;

𝑉 &#91;�&#93; �


i



𝜎�
�����


i



������ + 𝜎� ��������


i



�


i



𝜎� �������
≈


i



������ + 𝜎� ��������


i



�����:�������� + 𝜎� ��


i



�


i



𝜎�
�����


i



�������� + 𝜎� �����:��������


i



�


i



𝜎� �����:�������
≈


i



�����:�������� + 𝜎� ��


i



�


i



�������� + 𝜎� �����:��������


i



Type-B correla�ons were calculated as variance-ra�o summaries of the rela�ve magnitude of

clone-by-isolate interac�on (Burdon, 1977) following equa�ons 6 and 7.


i



�

&#91;6&#93; 𝑟 �� = &#91;𝜎&#93; &#91;�����&#93;


i



(𝜎 ������


i



������ + 𝜎 �����:��������


i



�(𝜎 ������ + 𝜎 �����:�������� )


i



�

&#91;7&#93; 𝑟 �� = &#91;𝜎&#93; &#91;�������&#93;


i



(𝜎 ��������


i



�������� + 𝜎 �����:��������


i



�(𝜎 �������� + 𝜎 �����:�������� )


i



Both quan��es are bounded func�ons of the interac�on variance and approach unity as the

interac�on variance approaches zero, so they are reported as descrip�ons of the f i �ed variance


13


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


par��on typically used to indicate the s tability of lesion size predic�ons across isolates ( 𝑟 �� ) or
clones ( 𝑟 �� ).


**Cross-valida�on**


The ability of Model 2 to predict phenotypically unobserved clones within the IC3 popula�on was

evaluated using clone-wise 10-fold cross-valida�on. The 350 phenotyped clones were assigned at

random to ten folds. For each valida�on fold, all lesion observa�ons from the corresponding
clones were masked and Model 2 was refi�ed to the remaining records, so valida�on clones were
predicted solely through genomic rela�onships with phenotyped training clones. Predic�ve

ability was the Pearson correla�on between the predicted genomic values of the masked clones

and their observed clone means. Before averaging, each pod was adjusted for the subpopula�on,
isolate, and bioassay effects es�mated from Model 2. To obtain predic�on accuracy, we divided
predic�ve ability by the square root of the mean heritability of clone means:



�
� �
= &#91;𝜎&#93;
(𝜎 �




&#91;8&#93; 𝐻 �



� �

(𝜎 � + 𝜎 � )

� 𝑛 �



where 𝑛
� is the number of pods of clone j. We repeated the procedure with five random
par��ons. To test whether the pathogen GRM improves predic�on, we evaluated Model 4 on the

same par��ons and against the same adjusted clone means and compared the two models within

each par��on.


**Gene�c-group ancestry and predicted resistance**


To relate predicted resistance to the gene�c groups in the collec�on, we regressed the Model 2

GEBVs of the 350 phenotyped clones on their STRUCTURE ancestry propor�ons (K = 11) in a single

mul�ple regression. Ancestry propor�ons sum to one, and ‘Amelonado’, the most common group,
served as the reference. With ‘Amelonado’ omi�ed as the reference component, each coefficient
represents the expected difference in GEBV associated with a one-unit increase in the indicated
ancestry propor�on rela�ve to ‘Amelonado’. Collinearity was checked using variance infla�on
factors. Unphenotyped clones were excluded, because their GEBVs were derived en�rely from

phenotyped rela�ves. Because GEBVs are shrunken and mutually correlated through a GRM

derived from the same marker panel that informs ancestry, inferen�al sta�s�cs from this

regression are not independent of the genomic model. The analysis was therefore treated as

exploratory and used to iden�fy ancestry-associated trends rather than es�mate causal gene�cgroup effects.


14


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**Results**


**One-third of the IC3 cacao collec�on shows high ancestry membership to seven gene�c groups**

**of cacao**


All living clones of the CATIE IC3 collec�on were genotyped with a 10K SNP marker panel. A�er

calling SNPs, cleaning for SNP quality, inbreeding, and duplica�ons, 947 clones and 8,572 markers

remained. The clones were assigned to eleven gene�c reference groups described in cacao

(Motamayor et al., 2008; Zhang et al., 2012) (Figure 1, Supplementary Table 3). 300 clones were

assigned as members of one of seven gene�c groups (≥75% contribu�on), while 647 clones were

considered admixed (&lt;75%). The gene�c groups ‘Contamana’, ‘Criollo’, and ‘Curaray’ were

represented only by admixed clones, while the ‘Bolivian’ gene�c group was present, but did not

strongly contribute to the examined clones. The gene�c group ‘Amelonado’ contributed the most

to the IC3 collec�on, both in terms of members (13.8%) and hybrids (34.4%), while ‘Curaray’

showed the lowest contribu�on as a gene�c group (0.7%) (Figure 2C). The average propor�on of

‘Amelonado’ across clones in the whole popula�on was 39.6%, followed by ‘Criollo’ and ‘Nacional’

with an average propor�on of 10% each. There was an overlap of 131 clones with the popula�on

described in Motamayor et al. (2008), with 81% of these clones assigned to the same gene�c

group (Supplementary Table 3). The rela�onships among all clones were visualized using PCA,
with the first two components accoun�ng for 25.2% of the total gene�c varia�on (Figure 2A and
2B). Ancestry-related gene�c structure was evident in the genome-wide SNP-based PCA among

clones assigned as gene�c group members (Figure 2A). Clones with ≥75% ‘Amelonado’ ancestry

occupied a broad and par�ally structured region of PCA space across PC1–PC3, indica�ng

substan�al within-group diversity. ‘Guiana’ members formed a compact region at high PC2 scores,

while ‘Maranon’ and ‘Nanay’ also occupied compara�vely high PC2 posi�ons but were

dis�nguished with addi�onal components (Supplementary Figure 2A and 2B). ‘Iquitos’ and

‘Purus’ occurred near one another along PC1 but separated more clearly on PC3 and PC4. ‘Guiana’
remained dis�nct across the first four principal components, while the numerous admixed clones
occupied intermediate regions among the high-membership groups.


**Three subpopula�ons were iden�fied in the** _**P. megakarya**_ **isolates causing black pod**


The 67 _P. megakarya_ isolates were genotyped using a customized capture-sequencing approach
to examine popula�on structure. The main gene families targeted by this approach were effectors
(43%), especially secreted RxLRs (36%), proteases (18%), detoxifica�on genes (15%), and
CAZymes (13%) (Supplementary Table 2). The rate of duplicated reads ranged from 37.0% to

62.5% with a median of 48.1%. Over 99% of the reads mapped to the _P. megakarya_ GH34 genome
(Morales-Cruz et al., 2020). PCA of 62,203 filtered SNPs revealed a pronounced separa�on of
isolates into three �ght clusters, with PC1 explaining 78.9% of the variance (Supplementary Figure
1). This primary division was used as the first step in defining broad genomic groups, which were
then examined separately using PCA and rela�onship matrices (Supplementary Figures 3 and 4).

Within the western group (including isolates from Ghana and Nigeria), addi�onal structure

remained evident (PC1 = 48.6%), mo�va�ng a further subdivision before construc�on of within

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group GRMs. Addi�onally, two isolates, “PH009” and “PH021” from Nigeria, were gene�cally

dis�nct from both subpopula�ons. The second subpopula�on, comprising all isolates from

Cameroon and some from Nigeria (Supplementary Figure 4), also separated into two clusters,

with one cluster comprising three isolates from Nigeria and one isolate from Cameroon (PC1 =

68.5%). Another Cameroon isolate, “NRRL_64259,” was gene�cally dis�nct from both clusters.

Seven isolates fell outside the three major genomic groups and were excluded from analyses

requiring the block-diagonal pathogen GRM because the small number of outlying isolates did
not support es�ma�on of addi�onal group-specific covariance structures. Their exclusion reflects
a modeling constraint rather than evidence that these isolates are biologically unrepresenta�ve.
The subpopula�ons were named from West to East. The first subpopula�on comprises all isolates
from Ghana and two from Nigeria (“A”); the second comprises only isolates from Nigeria (“B”);
and the third comprises isolates from Cameroon and five isolates from Nigeria (“C”)
(Supplementary Figure 5A-C). A�er spli�ng the popula�on into three subpopula�ons, the marker

matrix was extracted per subpopula�on. Marker matrix A contained 23 isolates and 11,753 SNPs,
out of which 10,871 SNPs (91.6%) were fixed heterozygous. Similarly, marker matrix B contained
14 isolates and 11,614 SNPs, with 10,659 SNPs (91.8%) fixed heterozygous markers. Lastly, marker
matrix C contained 21 isolates and 34,519 SNPs, of which 84.6% (29,210 SNPs) were fixed
heterozygous. Sites fixed as heterozygous within a subpopula�on contain no among-isolate
varia�on within that group and were therefore excluded before construc�on of the withinsubpopula�on GRM. The removal of those SNPs in one subpopula�on did not preclude finding
SNPs in the other two subpopula�ons. The final marker matrices contained 882, 995, and 5,309
SNPs for the subpopula�ons A, B, and C, respec�vely.


Within subpopula�ons, SNPs covered 4% (A), 6% (B) and 23% (C) of the targeted gene space
(Supplementary Table 4). Effectors made up 52.8% of the SNP-containing genes in subpopula�on
C, against 36.5% in A and 29.3% in B, whereas proteases were rela�vely more frequent in A and
B (28.5% and 30.3%) than in C (17.8%). Most SNPs were specific to one subpopula�on (5,258 in
C, 765 in B and 723 in A); only 6 SNPs and 27 genes, five of them secreted RxLR effectors, carried
varia�on in all three (Figure 3).


**Varia�on in lesion size reflects diverse cacao and pathogen responses**


Pods that developed disease symptoms unrelated to the controlled inocula�ons or where physical

damage became evident between inocula�on and assessment were excluded (19%). Two isolates

(N174 and N339) produced no visible infec�on on &gt;80% of the clones they inoculated and were

excluded from the primary quan�ta�ve lesion-size analysis (Supplementary Table S1), resul�ng in

a dataset of 1,508 pods from 435 cacao clones inoculated with one or more of the 64

_P. megakarya_ isolates. Exclusion of the seven isolates not represented in the three modeled
genomic subpopula�ons resulted in the final analysis dataset of 1,397 pods from 404 clones
inoculated with 58 isolates and assessed for lesion size in 30 independent bioassays between

2021 and 2023. Due to the availability of pods across bioassays and by design, 5.1% (1,184) of the

23,432 poten�al clone-by-isolate combina�ons were tested. _P. megakarya_ isolates were used to


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inoculate 4 to 78 different clones (median = 18.5, Figure 4A) apart from the reference isolate
GH34, which was used to inoculate 227 pods (16%) from 88 different clones (22%). Across the
1,653 isolate pairs, the median number of clones tested with both members of the pair was zero:

51% of pairs shared no clone and 87% shared two or fewer. Each clone was inoculated with 1 to

17 isolates (median = 3), except for the control clone POUND-7, which was inoculated with 18
different isolates (31%) on 26 independent pods (Figure 4B). The lesion diameter per pod (4 DAI)
ranged from 0 mm to 70.8 mm, with an overall average of 36.7 mm (Figure 4C). The histograms

by subpopula�on showed that we collected more data for subpopula�on A because it contains

the highest number of isolates, and we used isolate GH34 across bioassays. Subpopula�on B was

the smallest (14 isolates) and had the fewest total data points. Lesion-size distribu�ons were

mildly shi�ed toward larger lesions, par�cularly for isolates from subpopula�on A. The data

collected on isolate GH34 showed a diverse response among the 88 inoculated clones: although

83% were suscep�ble (&gt;30 mm), only 17% (15) were moderately resistant, and no clones were

resistant. The isolates tested on the reference clone POUND-7 showed a range of virulence levels.

POUND-7 was suscep�ble to seven isolates (39%), six of them from subpopula�on A, moderately
resistant to six isolates, and resistant to five isolates; eight of the la�er eleven isolates are from
subpopula�on C. In lieu of analyzing trends from observa�ons on the whole dataset

(Supplementary Figure 6, Supplementary Figure 7A-D), mixed models were used to draw

conclusions across our sparse experimental design.


**Host genomic rela�onships improve predic�on of lesion size**


A series of six increasingly complex mixed models was compared to evaluate the impact of

genomic informa�on on predic�ons of lesion size (Table 1). These models progressively

incorporated GRMs for cacao clones (Model 2), _P. megakarya_ isolates (Model 3), both together

(Model 4), and a dual-genome similarity matrix used to model clone-by-isolate interac�ons
(Model 5). Model 1 a�ributed 0.20 of the phenotypic variance to differences among clones and
0.36 to differences among isolates, whereas clone-by-isolate interac�on accounted for 0.02. Both
type-B correla�ons were high. Model 2 replaced the tradi�onal clone matrix with GRM c . In Model
2, the cacao genomic component accounted for 27% of phenotypic variance and model fit
improved rela�ve to Model 1, highligh�ng the value of accoun�ng for gene�c relatedness among

cacao clones. Model 3 incorporated isolate relatedness while using an iden�ty matrix for clones.

This led to a slightly increased pathogen variance es�mate (0.38) compared to Model 1 and a
similar clone heritability es�mate (0.20). Together with a slightly worse model fit, this suggests
that isolate-relatedness contributed li�le to explaining lesion size varia�on. Model 4 combined
gene�c relatedness for both clones and isolates. This model improved fit compared to Model 1,
but not compared to Model 2, with an increased clone heritability (0.26), a similar isolate variance

es�mate (0.36), and a smaller error term (0.38). The clone-by-isolate interac�on term is at the

boundary in Model 4. Model 5 added the dual-genome similarity matrix to explicitly model

genomic similari�es in clone-by-isolate interac�ons. This model yielded values similar to those of

Model 4 across all parameters and a clone-by-isolate es�mate of 0.01. Apart from providing a
clone-by-isolate es�mate, Model 5 performed like Model 4 in fit. Across these five models, Model


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2 showed the best model fit with an AIC of 7503.73. Likelihood ra�o tests comparing Model 2
with reduced models showed significant variance among bioassays (LR = 165.1, P &lt; 0.001), clones
(LR = 204.3, P &lt; 0.001) and isolates (LR = 212.4, P &lt; 0.001), whereas the clone × isolate variance
was not significant (LR = 2.23, P = 0.07). All tests had one degree of freedom, with P-values from
a 50:50 mixture of χ²₀ and χ²₁ (Self &amp; Liang, 1987). Type-B correla�ons remained high across all

models, but both are bounded func�ons of the interac�on variance and approach unity as that
variance approaches zero, so they are reported here as descrip�ons of the fi�ed variance
par��on rather than as evidence of stability. In clone-wise cross-valida�on, Model 2 predicted

phenotypically masked clones within the IC3 popula�on with a predic�ve ability of 0.414 ± 0.008
across five random 10-fold par��ons, corresponding to an es�mated predic�on accuracy of 0.52.
Replacing independent isolate effects with the block-diagonal pathogen GRM did not improve
predic�on; predic�ve ability differed by only 0.002 ± 0.001 in favor of Model 2.


Subpopula�on means differed (Wald χ² = 9.75, 2 df, P = 0.008) with predicted lesion diameters of
40.0 ± 2.3 mm for subpopula�on A, 32.6 ± 2.6 mm for B, and 34.1 ± 2.8 mm for C, and residual
variances of 85.3, 107.4, and 134.5 mm² for A, B, and C.


Model 2 produced genomic es�mated breeding values (GEBVs) for cacao clones and BLUPs for
independent isolate effects; these are reported in Supplementary Tables 5 and 6, respec�vely.
Clone GEBVs were centered at zero, with nega�ve values indica�ng gene�cally smaller lesions
and posi�ve values indica�ng gene�cally larger lesions rela�ve to the fi�ed popula�on mean
(35.6 mm). Predicted lesion diameter on the observed scale was obtained by combining the clone
GEBV with the relevant fixed-effect mean. The higher the GEBV, the greater the poten�al to be
suscep�ble; the lower the GEBV, the greater the poten�al to be resistant. The three isolates with
the largest predicted isolate effects were PH029 (+21.6 mm), N77 (+11.5 mm), and GH12 (+10.9
mm). The three least suscep�ble cacao clones to _P. megakarya_ infec�on, as phenotyped, were

HY-2714182 (GEBV -18.5), COCA-3370-5 (GEBV -20.4), and LCTEEN-37 (GEBV -20.9). The three

least suscep�ble cacao clones that were not phenotyped but were included in the cacao GRM

were POUND-16-B (GEBV -17.6), NA-232 (GEBV -18.4), and NA-670 (GEBV -19.4).


Model 6 must be viewed separately from the previously described Models 1 to 5, as it introduced
subpopula�on-specific genomic variance components by fi�ng a heterogeneous correla�on
structure for clones across subpopula�ons of the _P. megakarya_ isolates, along with
subpopula�on-specific variances for isolates. This allowed an independent es�ma�on of variance
components within each of the three _P. megakarya_ subpopula�ons and finer biological
resolu�on. The heterogeneous correla�on structure was of par�cular interest as it provides

es�mates of the genomic correla�ons between subpopula�ons and indicates the stability of

resistance across cacao clones. The es�mate of 0.86 indicates strong concordance in cacao
resistance predic�ons across subpopula�ons of _P. megakarya_, sugges�ng that popula�on-specific
resistance mechanisms were not observed. The propor�on of phenotypic variance a�ributable
to cacao genomic effects ranged from 0.19 in subpopula�on B to 0.30 in subpopula�on A, and
0.33 in subpopula�on C. The corresponding isolate variance ra�os were 0.40 in A, 0.49 in B, and


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0.26 in C. These es�mates indicate heterogeneity in both host genomic and isolate variance across

pathogen subpopula�ons, although standard errors of the es�mates are large. Model 6 had the
lowest AIC of all models (7491.3, against 7503.7 for Model 2), indica�ng an improvement in fit.
Model 6 provided comparisons of gene�c control and resistance predic�ons for each

subpopula�on. Because isolate GH34 was sampled in Ghana and subpopula�on A was larger, 51%

of the phenotype data were collected from this subpopula�on. This compares with the

subpopula�ons B and C, which accounted for 33% and 15% of the phenotypic data, respec�vely

(Figure 4C).


The three most resistant clones for each _P. megakarya_ subpopula�on and for Model 5 showed

some overlap (Supplementary Table 5). In each GEBV list, LCTEEN-37 and COCA-3370-5 were
among the three most resistant phenotyped clones, and genomic predic�ons iden�fied NA-670
and NA-232 as the three most resistant non-phenotyped clones. Model 5 and GEBV of

subpopula�on B of Model 6 also shared HY-2714182 as a top 3 phenotyped clone, and GEBV of

subpopula�ons B and C from Model 6 shared NA-710 as a top 3 non-phenotyped clone. The

addi�onal top 3 clones with predicted resistance were IMC-27 (GEBV subpopula�on C) and PNG
414 (GEBV subpopula�on A), both with phenotype informa�on, and NA-807 (GEBV

subpopula�on A), without phenotype informa�on.


To explore whether predicted resistance covaried with cacao ancestry, Model 2 GEBVs of the 350

phenotyped clones were regressed jointly on their STRUCTURE ancestry propor�ons. Ancestry

propor�ons accounted for 26% of the variance in GEBVs among the 350 phenotyped clones
(adjusted R² = 0.26). Rela�ve to ‘Amelonado’, ancestry from ‘Nanay’ (−13.4 ± 1.9 mm per unit

ancestry, _p_ &lt; 0.001), ‘Contamana’ (−11.0 ± 2.4, _p_ &lt; 0.001), ‘Purus’ (−8.7 ± 2.6, _p_ = 0.001) and

‘Maranon’ (−4.1 ± 1.4, _p_ = 0.003) was associated with smaller predicted lesions. Ancestry from

‘Criollo’ (+6.2 ± 2.4, _p_ = 0.010) and ‘Guiana’ (+4.1 ± 1.7, _p_ = 0.013) was associated with larger

lesions (Figure 5). Using this composi�onal regression, replacing one-half unit of ‘Amelonado’

ancestry with ‘Nanay’ ancestry corresponds to an expected GEBV decrease of approximately 6.7
mm. Coefficients for ‘Iquitos’ and ‘Nacional’ ancestry were not dis�nguishable from zero in this
exploratory regression, whereas ‘Curaray’ and ‘Bolivian’ ancestry were too rare among
phenotyped clones for reliable es�ma�on. Variance infla�on factors were moderate, ranging

from 1.0 to 1.5.


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**Discussion**


**A sparse screen as a first map of resistance to the emerging pathogen** _**P. megakarya**_

When this screen began, quan�ta�ve differences in aggressiveness among diverse _P. megakarya_
isolates, and the extent to which such varia�on affected genomic predic�on of host resistance
were poorly characterized. We therefore sampled broadly across the gene�cally diverse IC3

collec�on rather than restric�ng screening to a small set of previously characterized resistance

sources. To our knowledge, this is the largest detached-pod screen against _P. megakarya_ in

number of isolates (58) and one of the largest in number of clones (350 genotyped clones). This
screening provides the first genomic predic�ons of resistance to this pathogen for the en�re IC3
germplasm collec�on at CATIE. Three findings define the principal results of this study. First,
genomic rela�onships among cacao clones improved model fit and enabled predic�on of
resistance for all clones in the IC3 collec�on. Second, _P. megakarya_ isolates differed substan�ally
in aggressiveness, and broad pathogen subpopula�ons differed in mean lesion severity, while the
inclusion of genomic rela�onships among isolates did not improve predic�ons of resistance.

Third, clone rankings were largely concordant across pathogen subpopula�ons.


**Host relatedness improves fit and predic�on**

Ranking the models by AIC gave a consistent picture (Table 1). Subpopula�on-specific variances
provided the model that fit the data best (Model 6), followed by inclusion of the cacao
rela�onship matrix alone (Model 2). Adding the pathogen rela�onship matrix, alone (Model 3) or

as an interac�on term incorpora�ng both rela�onship matrices (Models 4 and 5), did not improve
fit. Incorpora�ng the cacao GRM increased the propor�on of phenotypic variance a�ributed to
the host genomic component from 0.20 to 0.27 and improved model fi�ng, consistent with
genomic rela�onships recovering informa�on that was otherwise unavailable for sparsely

phenotyped clones. Clone-wise cross-valida�on showed that this informa�on can be transferred

to phenotypically masked clones within the related IC3 popula�on (predic�ve ability 0.41;

es�mated accuracy 0.52), a level comparable to host predic�ons in the maize– _Fusarium_

_ver�cillioides_ dual-genome study (Hudson et al., 2024). Romero Navarro et al. (2017) reported
accuracies of about 0.5 for black pod in cacao using means of eight years of field observa�ons
under natural _P. palmivora_ infec�on. Because clones were assigned to folds at random, valida�on

clones generally retained genomically related individuals in the training set. The resul�ng

accuracy therefore describes interpola�on within IC3, and further valida�on is required before

extrapola�ng model predic�ons into other popula�ons.


The analysis illustrates the u�lity of rela�onship-matrix scaling when comparing variance
components across different popula�ons. Before the rela�onship matrices were rescaled, models
with the pathogen matrix a�ributed 59–61% of phenotypic variance to isolates, nearly twice the
es�mate from models trea�ng isolates as unrelated. This infla�on resulted from differences in
GRM scale rather than evidence for substan�ally greater pathogen gene�c variance. In this
predominantly clonal diploid pathogen, a large propor�on of retained loci were fixed


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heterozygous within subpopula�ons, resul�ng in GRMs whose diagonal scale differed strongly
from that of cacao. Scaling each matrix to a common base (Legarra, 2016) removed the

discrepancy and suggests that pathogen rela�onship matrices be reported along with their scale.


**Isolates differ, but within-subpopula�on genomic relatedness does not explain their**
**aggressiveness**


Differences among isolates explained more lesion-size varia�on than differences among clones
(0.34 against 0.27 of phenotypic variance in Model 2), and in this dataset subpopula�on A

produced lesions 6–7 mm larger than subpopula�ons B and C. Working with eight isolates, Ali et

al. (2016) found _P. megakarya_ uniformly aggressive on pod husks; our larger panel shows that
isolates of this species do differ substan�ally. A�er accoun�ng for mean differences among
pathogen subpopula�ons, incorpora�ng within-subpopula�on genomic rela�onships among
isolates did not improve model fit or predic�on accuracy. The substan�al varia�on among isolate
effects was not well represented by genome-wide relatedness at the captured loci.


At least three features of the dataset and pathosystem may explain this result. First, _P. megakarya_
reproduces mainly clonally (Nyassé et al., 1999), and 84–92% of captured SNPs were fixed
heterozygous within subpopula�ons, leaving 882–5,309 informa�ve SNPs within the virulence
associated genes selected for sequencing. Genome-wide relatedness at the retained loci may
primarily reflect clonal descent and broad genomic similarity, rather than varia�on in gene

_P._
content or expression differences that underlie aggressiveness. Second, about 84% of
_megakarya_ genes are duplicated a�er a recent whole-genome duplica�on (Morales-Cruz et al.,

2020). Collapsed or highly similar paralogous sequences can generate apparent heterozygosity
when reads from different gene copies map to a single reference locus. Consequently, some of
the observed fixed heterozygosity may reflect sequence differences between paralogs rather than
allelic varia�on. Although genuine gene�c varia�on among individuals may s�ll be detectable at
these loci, collapsing paralogous sequences can mask allelic differences or distort genotype calls,
poten�ally leading to an underes�ma�on of gene�c diversity. Third, isolate effects were
es�mated with error, because 51% of isolate pairs could not be compared on the same clone and

the control isolate GH34 alone was used to inoculate 227 pods. Part of the isolate variance may
also be non-gene�c, reflec�ng culture history or inoculum quality, so parameter es�mates for the
pathogen are reported as the share of phenotypic variance rather than as a gene�c parameter

es�mate for the ‘heritability’ of pathogen virulence.


Previous dual-genome studies likewise found limited improvement in host predic�on a�er

incorpora�ng pathogen genomic rela�onships, although the pathogen biology and popula�on
structures differed substan�ally from those of _P. megakarya_ (Domínguez-Rondón et al., 2025;
Hudson et al., 2024). Other pathogen popula�ons studied were haploid ascomycetes with weak

popula�on structure and regular ( _Zymoseptoria tri�ci_ ) (Morais et al., 2019) or occasional ( _F._

_ver�cillioides_ ) (Fallahi et al., 2021) recombina�on. Our study therefore tested the approach using

a diploid, clonally reproducing oomycete with strong geographic structure.


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The differences between subpopula�ons need one caveat. Our isolates were assembled from
collec�ons made for different purposes, and isolates sampled at an epidemic front may be more
aggressive than those baited from soil or other parts of the tree; without consistent sample

metadata, intrinsic aggressiveness cannot be separated from sampling origin. The broad west-to
east genomic structure observed here is consistent with previously described geographic
differen�a�on of _P. megakarya_ popula�ons across West and Central Africa by Nyassé et al. (1999),
including intermediate genotypes near the Nigeria–Cameroon border. The larger number of

segrega�ng SNPs observed in subpopula�on C is consistent with greater diversity in popula�ons
in Cameroon, although mapping all isolates to the Ghanaian GH34 reference could also inflate
varia�on in more divergent lineages. The sequence data may provide a resource for further
studies of the diversity of virulence associated in _P. megakarya_ . Subpopula�ons differed in which
effector and protease genes carried SNPs (Figure 3), and a paralogue-aware analysis of effector
presence–absence varia�on may be used to iden�fy isolates with different virulence gene
repertoires. Screening cacao popula�ons with a few diverse isolates would improve the odds of
iden�fying isolate or effector-specific resistance mechanisms within cacao collec�ons.


**Concordant clone rankings, unresolved interac�on**


The genomic correla�on of clone effects across pathogen subpopula�ons (0.86 ± 0.06) indicates
substan�al concordance in host rankings across the three modeled pathogen groups. Unlike type
B correla�ons, which approach unity whenever the interac�on variance is small, this correla�on

is es�mated as a parameter in its own right. This agrees with earlier evidence of broadly

consistent resistance rankings across _P. palmivora_ isolates (Surujdeo-Maharaj et al., 2001),

between _P. palmivora_ and _P. megakarya_ (Nyadanu et al., 2012) and across countries (Nyassé et

al., 2007). Excep�ons exist: SCA 6 restricts _P. palmivora_ but is invaded by _P. megakarya_ (Ali et al.,

2016; Herrera-Corzo et al., 2026), so resistance to one species does not guarantee resistance to

the other.


The fi�ed clone-by-isolate interac�on accounted for only 0.02 of phenotypic variance and was
not sta�s�cally dis�nguishable from zero (P = 0.07). Given the sparse connec�vity of the design,

however, this result should be interpreted as limited evidence for interac�on rather than evidence
that clone-by-isolate specificity is absent. This reflects the experimental design as much as the
biology. Only 5% of possible combina�ons were tested, most of them once, and lesion sizes on

POUND-7, tested with 18 isolates, varied in ways that a single variance component averages away.

While a fully factorial screen is not required to provide es�mates of interac�on variance,

tradi�onal designs using a selec�on of diverse cacao clones and isolates would provide more

precise es�mates of variance components. Circular alloca�ons of isolates to hosts, as used by
Hudson et al. (2024) may also be used to increase the efficiency per observa�on (Huber et al.,
1992) and improvements in the accuracy of predic�ons from sparse designs rise with the overlap

of genotypes across test condi�ons (Atanda et al., 2022). Combining the sparse tes�ng strategy

of this study, which provides phenotype data for many clones and genomic predic�ons for all

clones, with more tradi�onal screening of a small set of varie�es would provide both valida�on


22


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


and evalua�on of the trade-off between tes�ng large numbers of clones and obtaining precise
gene�c parameter es�mates.


**What lesion size on detached pods measures**


The phenotype measured here represents resistance of unwounded pods (harvested at

approximately four-month since forma�on) to penetra�on and early lesion expansion four days

a�er inocula�on. It captured penetra�on and early lesion expansion on the pod, but escape
through flowering �me, frui�ng-cycle length, or pod posi�on also contribute to field resistance
(Efombagn et al., 2004). Pods were inoculated 4–13 days a�er harvest due to shipping constrants,

so varia�on associated with post-harvest interval likely contributed to residual varia�on and
reduced precision of clone and isolate effects. Laboratory and field rankings agree at the level of
genotype means, but not always significantly (Efombagn et al., 2011), and natural field infec�on
can be so dominated by environment that its broad-sense heritability falls to 0.15 (Nyadanu et

al., 2012). Controlled assays therefore remain the prac�cal basis for ranking genotypes, but the
top-ranked clones iden�fied here require field evalua�on under _P. megakarya_ pressure for
defini�ve valida�on.


**Gene�c groups and candidate parents**


In the exploratory ancestry regression, higher propor�ons of ‘Nanay’, ‘Contamana’, ‘Purus’, and

‘Maranon’ ancestry were associated with smaller predicted lesion sizes. The nega�ve ‘Maranon’
coefficient is consistent with previous reports of black-pod resistance in PA material and with
lower natural black-pod incidence among clones carrying ‘Maranon’ ancestry (Iwaro et al., 2005;

Romero Navarro et al., 2017). Our predic�ons also place an established ‘Nanay‘ source, POUND
7 (GEBV −12.2 ± 1.7 mm, 26 pods), and several unphenotyped ‘NA’ clones among the most

resistant. ‘Guiana’ ancestry showed the opposite trend in the present dataset, with higher
‘Guiana’ ancestry associated with larger predicted lesions. This finding contrasts with wild
‘Guiana’ genotypes described as resistant to both _P. megakarya_ (Paulin et al., 2008) and _P._

_palmivora_ (Thevenin et al., 2012). Those studies used a single isolate per pathogen species,
whereas our clones were challenged with up to four different isolates, many from the more
aggressive subpopula�on A; the wild French Guiana popula�ons are not the ‘GU’ clones held at

CATIE; and leaf and pod resistance overlap only partly (Iwaro et al., 1997). Not every reported

source of resistance ranked highly either: PA-150, a good general combiner for resistance in

Ghana (Nyadanu et al., 2012), was close to the popula�on mean (+0.3 ± 3.7 mm). Because the

response variable consisted of marker-derived, shrunken GEBVs and the phenotyped clones were

a non-random, predominantly admixed subset of IC3, these ancestry associa�ons should be

interpreted as hypothesis-genera�ng trends rather than es�mates of causal gene�c-group
effects.


**From predic�ons to breeding sugges�ons**


Valida�on of the genomic predic�on model is needed before making strong recommenda�ons

on its applica�on to reduce the impact of black pod disease. The experimental design enabled


23


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


tes�ng of a large number of cacao varie�es, leveraging genomic connec�vity across bioassays to

provide unbiased predic�ons for any genotyped cacao clone. This approach accommodates

temporal variability in pod availability and is well suited for the ini�al characteriza�on of

germplasm collec�ons and variable pathogen popula�ons. The IC3 germplasm collec�on is highly

diverse and is likely related to ex-situ germplasm popula�ons used around the world, providing
some confidence that the IC3-trained predic�on models may be applicable globally. However,
predic�on accuracy may decline in gene�cally dis�nct germplasm collec�ons, as model
transferability depends on differences in resistance among popula�ons, shared gene�c ancestry,
and consistent linkage between gene�c markers and resistance-associated loci.


A prac�cal sugges�on for responding to the black pod epidemic in Africa is to ensure clones from

popula�ons demonstra�ng resistance, such as ‘Nanay’, ‘Contamana’, ‘Purus’, are made available
for evalua�on in the region. Importa�on of clones with predicted resistance for field evalua�on
in areas with high infec�on and for use as parents to cross with local selec�ons is also

recommended. Genotyping African germplasm collec�ons using the IC3-trained predic�on model

to iden�fy 10 to 20 resistant and suscep�ble clones may be used to focus valida�on on clones

with contras�ng resistance predic�ons. Subsequent screening with local isolates would provide

the phenotype data required for model valida�on in independent popula�ons. Given the stability

of cacao clone rankings across pathogen popula�ons, phenotype and genotype data from African

popula�ons screened for resistance to local isolates may be incorporated into a general resistance

predic�on model that the cacao community may build upon. As isolates evolve, or if repeatable
changes in rankings across cacao clones are iden�fied, isolate genotypes may be incorporated
into predic�on models to account for interac�ons not detected in this study.


Under the average fi�ed pathogen background and the lesion-size thresholds used for this
screening assay, 215 clones had predicted lesion diameters below 30 mm, including 119 clones

without direct phenotype records. These values may be used to rank clones for valida�on studies
that would provide more defini�ve resistance classifica�ons. Their prac�cal value is in priori�zing
clones from a large germplasm collec�on for targeted phenotyping and crossing. Releasing a new
cacao variety can take 20–30 years (Kulesza et al., 2024), and _P. megakarya_ is s�ll confined to
West and Central Africa. Once validated, predic�ons from a quaran�ne screen could also help
breeders in regions not yet invaded to decide which clones to test first, and the framework
accoun�ng for both host and pathogen variability can be updated as addi�onal screening and
field data accumulate.


The heterogeneous correla�on structure was of par�cular interest as it provides es�mates of the

genomic correla�ons among subpopula�ons and indicates the stability of resistance across cacao

clones. The es�mate of 0.86 indicates strong concordance in cacao resistance predic�ons across
_P. megakarya_ subpopula�ons, sugges�ng that subpopula�on-specific resistance mechanisms
were not iden�fied. Screening with isolates from different popula�ons provided similar
predic�ons of resistance, sugges�ng that these results may be combined with addi�onal


24


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


screening data from African popula�ons to priori�ze clones for the development of resistance

and to expand the inferences we can draw using genomic predic�on models.


**Conclusions**


We combined genotyping of the CATIE Interna�onal Cacao Collec�on with capture sequencing of
_P. megakarya_ and a sparse detached-pod screen to produce the first genomic predic�ons of
resistance to black pod disease. Genomic rela�onships among cacao clones improved model fit
and enabled predic�on of phenotypically untested clones, whereas modeling within
subpopula�on genomic rela�onships among _P. megakarya_ isolates provided no measurable
improvement beyond adjus�ng for fixed pathogen subpopula�on effects. Clone rankings were
broadly concordant across the three pathogen subpopula�ons, and exploratory ancestry analyses
iden�fied several Upper Amazon ancestry components associated with lower predicted lesion
size. Replicated screening of a well-connected subset of clones and isolates, field valida�on of the
top-ranked clones, and examina�on of drivers of varia�on in pathogen virulence are the next

steps. More broadly, the study illustrates how genomic rela�onships can be used to connect

sparse disease-screening datasets in perennial crops and how pathogen genomic covariance

structures can be incorporated into resistance and virulence predic�on models. Host genomic

rela�onships can extend informa�on from a sparse screening popula�on to related

unphenotyped germplasm, while explicit evalua�on and appropriate scaling of pathogen

rela�onship matrices are essen�al before a�ribu�ng phenotypic varia�on to pathogen genomic
effects.


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


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S., &amp; Meinhardt, L. W. (2012). Gene�c diversity and spa�al structure in a new dis�nct _Theobroma_

_cacao_ L. popula�on in Bolivia. _Gene�c Resources and Crop Evolu�on_, _59_ (2), 239–252.
h�ps://doi.org/10.1007/s10722-011-9680-y


35


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**Acknowledgements**


We would like to thank the field workers at CATIE for harves�ng and providing cacao pods, and
for technical assistance in producing and shipping pods; Robert Henfling for assistance in shipping
pods; Dr. Brian Bailey and Dr. G. Mar�jn ten Hoopen for the provision of the _Phytophthora_

_megakarya_ isolates; the University of Florida for facili�es and infrastructure; and Mars,

Incorporated for funding this project.


**Disclosures, declara�ons, and project funding**


Authors of this paper (DL, AF, DD, DH, DR, JPM) are or were employed by Mars, Incorporated, and

the company has provided funding to CATIE and the University of Florida to complete this project.


**Supplementary Materials**


**Supplementary Table 1: Geographic origin and informa�on on the 67 Phytophthora megakarya**

**isolates used in this study.** Low virulent = more than 80% of clones showed no infec�on with

these isolates.


**Supplementary Table 2: Summary of the gene families, the number of candidate genes, and the**

**number of targeted genes for the capture sequencing approach used for** _**Phytophthora**_

_**megakarya**_ **isolates in this study.** The gene annota�ons were obtained from Morales-Cruz et al.

(2020, File_S1).


**Supplementary Table 3: Results of the STRUCTURE analysis on the 947 clones inves�gated in**

**this study.**


**Supplementary Table 4: Summary of the number and gene family of the genes with gene�c**

**varia�on (SNPs) within each** _**Phytophthora megakarya**_ **subpopula�on.**


**Supplementary Table 5: Genomic es�mated breeding values (GEBVs) for cacao clone resistance**

**obtained from Model 2 and 6** . Given are the number of inoculated pods in the bioassay (inoc),

the predicted breeding value for clone c (Best Linear Unbiased Predic�on, BLUPc), the standard

error of predic�on for the breeding value of clone c (SEPc), and the standardized Wald-type test
sta�s�c Zc (calculated as BLUPc/SEPc) for Model 2. The same metrics are given for Model 6,

separated in GEBVs from subpopula�on A, B, and C.


**Supplementary Table 6: Genomic es�mated breeding values for isolate virulence obtained from**

**Model 2.** Given are the predicted breeding value for isolate i (Best Linear Unbiased Predic�on,

BLUPi), the standard error of predic�on for the breeding value of isolate i (SEPi), the standardized
Wald-type test sta�s�c Zi (calculated as BLUPi/SEPi), the number of inoculated pods in the

bioassay (inoc), and the assignment of a subpopula�on (subpop), either A, B, or C.


**Supplementary Table 7: Raw variance components (mm² ± SE) of each model.**


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


**Supplementary Figure 1: Popula�on structure of 67 Phytophthora megakarya isolates. (A)**

Principal component analysis (PCA) plot showing PC1 and PC2 from 62,203 SNPs across 67 _P._

_megakarya_ isolates. Each point represents an individual isolate, colored by their country of origin.

**(B)** Correla�on matrix of 67 P. megakarya isolates based on marker data. The color bar to the le�

of the plot shows the country of origin of each isolate.


**Supplementary Figure 2. Addi�onal principal component projec�ons of the gene�c structure of**

**947 clones of the IC3 cacao collec�on.** Principal component analysis (PCA) was based on 8,572

SNP markers. **(A)** Projec�on of principal components 2 and 3, explaining 12.0% and 7.6% of the

gene�c varia�on, respec�vely. **(B)** Projec�on of principal components 3 and 4, explaining 7.6%

and 5.7% of the gene�c varia�on, respec�vely. Each point represents an individual clone. Gene�c
group assignment was based on the ancestry component with the highest STRUCTURE
membership coefficient. Clones with ≥75% membership in their predominant gene�c group were
classified as members and are shown in color, whereas clones with &lt;75% membership were
classified as admixed and are shown in gray. Gene�c-group nomenclature follows Motamayor et
al. (2008).


**Supplementary Figure 3: Popula�on structure of 41 Phytophthora megakarya isolates from**

**Ghana and Nigeria.** **(A)** Principal component analysis (PCA) plot showing PC1 and PC2 from

12,342 SNPs across 41 _P. megakarya_ isolates. Each point represents an individual isolate, colored

by their country of origin. **(B)** Correla�on matrix of 41 _P. megakarya_ isolates based on marker

data. The color bar to the le� of the plot shows the country of origin of each isolate.


**Supplementary Figure 4: (A) Popula�on structure of 26** _**Phytophthora megakarya**_ **isolates from**

**Cameroon and Nigeria.** **(A)** Principal component analysis (PCA) plot showing PC1 and PC2 from

44,633 SNPs across 26 _P. megakarya_ isolates. Each point represents an individual isolate colored

by their country of origin. **(B)** Correla�on matrix for 26 _P. megakarya_ isolates based on marker

data. The color bar to the le� of the plot shows the country of origin of each isolate.


**Supplementary Figure 5: Popula�on structure of the three final three** _**P. megakarya**_
**subpopula�ons defined in this study. (A, C, E)** Principal component analysis (PCA) plots showing
PC1 and PC2 from subpopula�on A (882 SNPs across 23 isolates), subpopula�on B (995 SNPs

across 14 isolates), and subpopula�on C (5,309 SNPs across 21 isolates). Each point represents an

individual isolate colored by their country of origin. **(B, D, F)** Heatmap of the gene�c rela�onship

matrices (GRM) of the subpopula�on A (B), B (D), and C (F).


**Supplementary Figure 6: Virulence of P. megakarya isolates from three gene�cally dis�nct**

**subpopula�ons across cacao clones, based on disease screening data.** Summary of all lesion size

assessments for each isolate across clones. Each bar plot shows the average pod-lesion diameter

across all measurements for an isolate. Standard devia�on is depicted through a black line if

several observa�ons were made. Each _P. megakarya_ isolate was used to inoculate a separate set

of cacao clones. The isolate GH34 was used as a control (n = 209).


37


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


**Supplementary Figure 7: Disease screening of cacao pods from clones of the IC3 cacao collec�on**
**inoculated with different** _**P. megakarya**_ **isolates.** The barplots show the overall mean pod lesion
diameter for each clone across P. megakarya isolates **(A)** and by isolates from subpopula�ons A

**(B)**, B **(C)**, and C **(D)** . Standard devia�on is depicted through a black line if several observa�ons

were made. The horizontal dashed line at 15 mm and 30 mm represent the thresholds for calling

a clone resistant (0-15 mm), moderately resistant (15-30 mm), or suscep�ble (&gt;30 mm).


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


**Figure 1: STRUCTURE analysis showing the gene�c group propor�on rela�ve to the eleven gene�c groups of** _**Theobroma cacao**_
**for all clones from the IC3 cacao collec�on included in the trial.** Ten gene�c groups were described by Motamayor et al. (2008),
and the gene�c group ‘Bolivian’ was described by Zhang et al. (2012). The color bar above the plot indicates whether the clone is
considered a full member of a gene�c group (≥75% membership; colored according to the legend) or an admixed clone (25-75%,
lighter color corresponding to the gene�c group with the highest contribu�on).


39


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


**Figure 2: Popula�on structure and composi�on of 947 clones of the IC3 cacao collec�on. (A)** Principal component analysis (PCA)
based on 8,572 SNP markers. Each point represents an individual clone and is colored according to its predominant gene�c-group
ancestry based on STRUCTURE analysis. Clones with ≥75% membership in their predominant gene�c group were classified as
members and are shown as circles, whereas clones with &lt;75% membership were classified as admixed and are shown as triangles.
**(B)** Percentage of gene�c varia�on explained by the first ten principal components of the SNP-based PCA, **(C)** Representa�on of
the major cacao gene�c groups within the IC3 collec�on, based on STRUCTURE ancestry assignments. Contribu�ons from clones
with &gt;75% membership and admixed clones are indicated by circles and triangles, respec�vely. Gene�c-group nomenclature
follows Motamayor et al. (2008).


**Figure 3: Venn diagram of the total number of SNPs (A), genes with SNPs (B), and RxLR genes with SNPs (C) unique and shared**
**among** _**P. megakarya**_ **isolates from the subpopula�ons A, B, and C.**


40


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


**Figure 4: Overview of the disease screening carried out in this study.** **(A)** Disease screening using the _P. megakarya_ isolate GH34
on different cacao clones. **(B)** Disease screening of the cacao clone POUND-7 inoculated with different _P. megakarya_ isolates. The
bar plots are colored by subpopula�on. **(C)** Histograms summarizing the phenotypic data, with the mean pod lesion diameter per
isolate separated by subpopula�on.


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


**Figure 5: Associa�on between gene�c-group ancestry and the genomic es�mated breeding values (GEBV) of 350 phenotyped**
**cacao clones (Model 2).** Points are regression coefficients from a mul�ple regression of GEBV on STRUCTURE ancestry
propor�ons, with ‘Amelonado’ as reference; bars are 95% confidence intervals. A coefficient of −10 means that a clone of en�rely
that ancestry is predicted to have lesions 10 mm smaller than an ‘Amelonado’ clone. Nega�ve values indicate smaller predicted
lesions, that is, higher resistance. ‘Bolivian’ is omi�ed because too few phenotyped clones carry this ancestry.


42


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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
&#91;available under a CC-BY 4.0 International license.&#93;(http://creativecommons.org/licenses/by/4.0/)


**Table 1: Comparisons of gene�c parameter es�mates of all models tested in this study.** The es�ma�ons of the percentage of
phenotypic variance (ra�os on V P = clone + isolate + interac�on + residual, bioassay is fi�ed but excluded from V_P) with standard
errors explained by gene�c effects for cacao clones ( 𝐻 &#91;�&#93; �� ), _P. megakarya_ isolates, their interac�on, and the residual error term ( 𝑒 � ),

along with es�mates of gene�c correla�ons with standard errors for clones 𝑟 �� and isolates 𝑟 �� are given. Those were obtained
from linear models incorpora�ng the factors clone and isolate as either unrelated and independent design effects or as correlated
effects through marker-derived rela�onship matrices (GRM) for cacao clones and _P. megakarya_ isolates. A dual-genome similarity
matrix (GGSM) was used to model interac�ons. Model 6 fits subpopula�on-specific genomic variance components via a
heterogeneous correla�on structure for clones and subpopula�on-specific isolate effects. The model also provides a genomic
correla�on between subpopula�on (cor.). The subpopula�ons are A, B, and C. The cacao ra�o is a genomic broad-sense
heritability; the isolate and interac�on ra�os are propor�ons of phenotypic variance. Phenotypic variance is defined excluding
the bioassay variance. Each rela�onship matrix was scaled by 𝐷= 𝑚𝑒𝑎𝑛&#91;𝑑𝑖𝑎𝑔(𝐾)&#93; −𝑚𝑒𝑎𝑛(𝐾), which was 1.136 for cacao and
0.192, 0.413, and 0.391 for pathogen subpopula�ons A, B, and C. logL, REML log-likelihood; AIC, Akaike informa�on criterion
(−2logL + 2k, where k is the number of es�mated variance parameters: 7 for Models 1–5 and 11 for Model 6). Lower AIC indicates
be�er fit.


# Model structure 𝑯 &#91;�&#93; 𝟐𝑪 isolate isolate clone: e² 𝒓 𝒈𝑪 𝒓 𝒈𝑰 logL AIC


1 C, I, C:I 0.199 ± 0.362 ± 0.016 ± 0.423 ± 0.925 ± 0.957 ± −3768.083 7550.17

0.028 0.055 0.026 0.046 0.111 0.065


2 GRM C, I, GRM C :I 0.267 ± 0.344 ± 0.017 ± 0.373 ± 0.941 ± 0.953 ± −3744.866 7503.73

0.039 0.053 0.014 0.039 0.047 0.038


3 C, GRM I, C:GRM I 0.195 ± 0.378 ± 0.012 ± 0.416 ± 0.944 ± 0.970 ± −3769.399 7552.80

0.028 0.057 0.025 0.047 0.113 0.061



4 GRM C, GRM I, C:I 0.258 ± 0.361 ± bound 0.381 ± 1
0.039 0.056 0.039 (bound)



1

(bound)



−3747.313 7508.63



5 GRM C, GRM I, GGSM CI 0.258 ± 0.360 ± 0.008 ± 0.374 ± 0.971 ± 0.979 ± −3747.170 7508.34

0.039 0.056 0.014 0.040 0.053 0.038



n/a n/a −3734.655 7491.31



6 _corh_ (subpop: GRMc),
_at_ (subpop):GRM I


43



A 0.298 ±


0.059/

B 0.191 ±


0.071

C 0.328


± 0.061



A 0.396 ±


0.092

B 0.489 ±


0.124

C 0.262 ±


0.079



n/a A 0.307 ±


0.052

B 0.320 ±


0.086

C 0.410 ±


0.058


